Comments on Report on the Review of the Definition of "Accredited Investor"

[File No. 4-692]

Submitted Comments

 (Click here for meetings with SEC officials)
Dec. 29, 2020 James Antoine
Jun. 28, 2019 Jeremiah Blear, Umbra Fund
Jan. 23, 2018 Michael K. Smith
Aug. 5, 2017 David Kinsfather
Jul. 7, 2017 Charles A. Gokas
May 18, 2017 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
May 4, 2017 Robert Kent, Securities Principal
Apr. 26, 2017 Mark R. Maisonneuve, CFA
Jan. 27, 2017 Cole Hyland
Jan. 17, 2017 Jeff Carlsen
Dec. 10, 2016 Sandra Potter, Ph.D., Chairwoman, System Board of Governors, TAN2000 International Regulatory Corporation, Rocky Hill, Connecticut
Oct. 15, 2016 Martha J. Escudero Acosta, Buda, Texas
Oct. 5, 2016 Carrie Devorah, Arlington, Virginia
Aug. 8, 2016 Martin E. Lybecker, Perkins Coie LLP, Washington, District of Columbia
Aug. 2, 2016 Anonymous
Jul. 14, 2016 Tom C.W. Lin, Associate Professor of Law, Temple University Beasley School of Law
Jul. 5, 2016 Anonymous
Jun. 29, 2016 Robert C. Grohowski, General Counsel, Investment Adviser Association, Washington, District of Columbia
Jun. 16, 2016 Stuart J. Kaswell, Executive Vice President and Managing Director, General Counsel, Managed Funds Association
Jun. 14, 2016 Roger Q. Doctor, Old Lompoc, California
Jun. 13, 2016 Leonard A. Grover, Founder/CEO, FinToolbox/Screener.co, Boston, Massachusetts
May 25, 2016 Judith Shaw, President, NASAA, and Maine Securities Commissioner
May 17, 2016 Hugh D. Berkson, President, Public Investors Arbitration Bar Association
May 17, 2016 Karl T. Muth, J.D., M.B.A., M.Phil., Ph.D., Lecturer in Economics, Organizational Behavior, Public Policy, and Statistics, Northwestern University
May 12, 2016 Ryan Carpel
May 10, 2016 Ava Badiee, JD, University of California, Irvine School of Law
May 1, 2016 Dar'shun Kendrick, Kendrick Law Practice, Lithonia, Georgia
Apr. 30, 2016 William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Apr. 29, 2016 Darrell J. Leamon, Real Estate Developer, San Francisco, California
Apr. 27, 2016 Barbara Roper, Director of Investor Protection, Consumer Federation of America, and Lisa Donner, Executive Director, Americans for Financial Reform
Apr. 23, 2016 Nader Rahelan, Private Investor
Apr. 15, 2016 Douglas Mallach, Aurora, Colorado
Apr. 13, 2016 Anonymous Investment Banker
Apr. 8, 2016 E. Cartier Esham, Executive Vice President, Emerging Companies, Biotechnology Innovation Organization (BIO)
Mar. 31, 2016 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Mar. 29, 2016 Sean R. Walters, CAE, CEO/Executive Director, Investment Management Consultants Association
Mar. 29, 2016 Todd McCracken, CEO, National Small Business Association
Mar. 14, 2016 Evan Engstrom, Executive Director, and Anna Duning, Senior Manager, Policy Programs; Engine, San Francisco, California
Mar. 7, 2016 Brett Palmer, President, Small Business Investor Alliance (SBIA), Washington, District of Columbia
Mar. 6, 2016 Keith J. Johnson, JD, Attorney, Minneapolis, Minnesota
Feb. 22, 2016 Patrick A. Reardon, Attorney-at-Law, Fort Worth, Texas
Feb. 16, 2016 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Feb. 9, 2016 Andrew Thompson, J.D., Founder, Tinker Street Funding, Indianapolis, Indiana
Jan. 30, 2016 Caroline B. Austin, Investment Advisor (State Registered), Dallas, Texas
Jan. 25, 2016 Jillian Sidoti, Esq., Partner, Trowbridge Taylor Sidoti LLP, Murrieta, California
Jan. 20, 2016 Sandra Potter, Ph.D, Member, Board of Governors, TAN2000 International Holdings Corporation, Rocky Hill, Connecticut
Jan. 17, 2016 Alex Zhang
Jan. 14, 2016 David J. Paul, Co-Chair, et al., Crowdfund Intermediary Regulatory Advocates
Jan. 13, 2016 Chase R. Morello, Esquire, Corporate Associate, Santa Monica, California
Jan. 13, 2016 Kyle Beagle, Small business advisor, Alexandria, Virginia
Dec. 30, 2015 Sherri L. King, Waco, Texas
Dec. 23, 2015 Michael John Sewell, Esquire, Sewell Law, LC, Clayton, Missouri
Dec. 20, 2015 Anonymous

Meetings with SEC Officials

 (Click here for submitted comments from the public)
Mar. 5, 2018 Memorandum from the Division of Corporation Finance regarding a March 1, 2018, meeting with representatives of the Angel Capital Association and Eris Group
Apr. 20, 2016 Memorandum from the Division of Corporation Finance regarding an April 20, 2016, meeting with representatives of the Investment Program Association (IPA)
Jan. 21, 2016 Memorandum from the Division of Corporation Finance regarding a January 21, 2016, meeting with representatives of the Angel Capital Association and Eris Group