ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-11983
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3-11979
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3-12014
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3-11812
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3-11948
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3-11926
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3-11626
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3-11626
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3-11909
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3-11909
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3-11962
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3-11909
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Release No.
3-11909
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Release No.
3-11964
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Release No.
3-11858
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3-11909
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3-11692
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Release No.
3-11894
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Release No.
3-11909
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Release No.
3-11893
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Release No.
3-11909
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Release No.
3-11813
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Release No.
3-11573
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Release No.
3-11858
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Release No.
3-11247
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3-11858
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Release No.
3-11912
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Release No.
3-11824
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Release No.
3-11859
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3-11860
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Release No.
3-11823
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3-11842
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3-11830
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Release No.
3-11858
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Release No.
3-11829
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Release No.
3-11537
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3-11692
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Release No.
3-11832
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Release No.
3-11768
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Release No.
3-11745
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Release No.
3-11787
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Release No.
3-11831
File Number:
3-11831
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Release No.
3-11692
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Release No.
3-11626
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Release No.
3-11843
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Release No.
3-11646
File Number:
3-11646
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Release No.
3-11807
File Number:
3-11807
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Release No.
3-11626
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Release No.
3-11625
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Release No.
3-11086-EAJA
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Release No.
3-11247
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Release No.
3-11776
File Number:
3-11776
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Release No.
3-11605
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Release No.
3-10648
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Release No.
3-11630
File Number:
3-11630
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Release No.
3-11761
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Release No.
3-11692
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Release No.
3-11716
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Release No.
3-11012
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Release No.
3-11012
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Release No.
3-11692
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Release No.
3-11765
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Release No.
3-11716
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Release No.
3-11012
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Release No.
3-11762
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Release No.
3-11724
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Release No.
3-11759
File Number:
3-11759
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Release No.
3-11700
File Number:
3-11700
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Release No.
3-11692
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Release No.
3-11692
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Release No.
3-11616
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Release No.
3-11684
File Number:
3-11684
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Release No.
3-11583
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Release No.
3-11247
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Release No.
3-11616
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Release No.
3-11682
File Number:
3-11682
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Release No.
3-11616
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Release No.
3-11626
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Release No.
3-11616
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Release No.
3-11632
File Number:
3-11632
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Release No.
3-11596
File Number:
3-11596
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Release No.
3-11692
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Release No.
3-11625
File Number:
3-11625
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Release No.
3-11724
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Release No.
3-11692
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Release No.
3-11692
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Release No.
3-11628
File Number:
3-11628
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Release No.
3-11708
File Number:
3-11708
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Release No.
3-11012
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Release No.
3-11666
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Release No.
3-11664
File Number:
3-11664
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Release No.
3-11690
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Release No.
3-11628
File Number:
3-11628
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Release No.
3-11573
File Number:
3-11573
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Release No.
3-11626
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Release No.
3-11594
File Number:
3-11594
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Release No.
3-11616
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Release No.
3-11679
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Release No.
3-11626
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Release No.
3-11629
File Number:
3-11629
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