ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
AP-926
File Number:
3-15430
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Release No.
AP-922
File Number:
3-15464
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Release No.
AP-923
File Number:
3-15455
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Release No.
AP-916
File Number:
3-15522
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Release No.
AP-917
File Number:
3-15452
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Release No.
AP-915
File Number:
3-15519
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Release No.
AP-920
File Number:
3-15124
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Release No.
AP-918
File Number:
3-15433
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|
Release No.
AP-919
File Number:
3-15442
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Release No.
AP-906
File Number:
3-15470
|
|
Release No.
AP-914
File Number:
3-15447
|
|
Release No.
AP-910
File Number:
3-15341
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Release No.
34-70493
File Number:
3-15456
|
|
Release No.
AP-911
File Number:
3-15517
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|
Release No.
AP-907
File Number:
3-15439
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Release No.
AP-904
File Number:
3-15456
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|
Release No.
AP-912
File Number:
3-15518
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|
Release No.
AP-908
File Number:
3-15465
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|
Release No.
AP-905
File Number:
3-15446
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|
Release No.
AP-913
File Number:
3-15520
|
|
Release No.
AP-909
File Number:
3-15448
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|
Release No.
34-70479
File Number:
3-15422
|
|
Release No.
AP-897
File Number:
3-15467
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|
Release No.
AP-903
File Number:
3-15516
|
|
Release No.
AP-899
File Number:
3-15513
|
|
Release No.
AP-900
File Number:
3-15449
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|
Release No.
AP-901
File Number:
3-15514
|
|
Release No.
AP-902
File Number:
3-15515
|
|
Release No.
AP-898
File Number:
3-15168
|
|
Release No.
34-70469
File Number:
3-15434
|
|
Release No.
AP-896
File Number:
3-14862
|
|
Release No.
AP-895
File Number:
3-15438
|
|
Release No.
AP-891
File Number:
3-15453
|
|
Release No.
AP-892
File Number:
3-15505
|
|
Release No.
AP-893
File Number:
3-15450
|
|
Release No.
AP-894
File Number:
3-15510
|
|
Release No.
34-70461
File Number:
3-15450
|
|
Release No.
AP-886
File Number:
3-15498
|
|
Release No.
34-70453
File Number:
3-15418
|
|
Release No.
AP-884
File Number:
3-15496
|
|
Release No.
AP-885
File Number:
3-15497
|
|
Release No.
AP-890
File Number:
3-15506
|
|
Release No.
AP-887
File Number:
3-15499
|
|
Release No.
AP-888
File Number:
3-15443
|
|
Release No.
AP-889
File Number:
3-15501
|
|
Release No.
AP-883
File Number:
3-15445
|
|
Release No.
34-70431
File Number:
3-15419
|
|
Release No.
AP-881
File Number:
3-15495
|
|
Release No.
AP-882
File Number:
3-14872, 3-15116
|
|
Release No.
AP-879
File Number:
3-15457
|
|
Release No.
AP-880
File Number:
3-15439
|
|
Release No.
34-70422
File Number:
3-15410
|
|
Release No.
AP-877
File Number:
3-15453
|
|
Release No.
AP-878
File Number:
3-15451
|
|
Release No.
AP-872
File Number:
3-15433
|
|
Release No.
AP-873
File Number:
3-15015
|
|
Release No.
AP-874
File Number:
3-14853
|
|
Release No.
34-70391
File Number:
3-15383
|
|
Release No.
AP-871
File Number:
3-15141
|
|
Release No.
AP-876
File Number:
3-15410
|
|
Release No.
AP-875
File Number:
3-15141
|
|
Release No.
34-70387
File Number:
3-15416
|
|
Release No.
AP-869
File Number:
3-15470
|
|
Release No.
AP-870
File Number:
3-15249
|
|
Release No.
AP-868
File Number:
3-15469
|
|
Release No.
34-70378
File Number:
3-15417
|
|
Release No.
AP-865
File Number:
3-15413
|
|
Release No.
AP-866
File Number:
3-15430
|
|
Release No.
AP-867
File Number:
3-15468
|
|
Release No.
AP-862
File Number:
3-15255
|
|
Release No.
AP-863
File Number:
3-15455
|
|
Release No.
AP-859
File Number:
3-15464
|
|
Release No.
AP-864
File Number:
3-15467
|
|
Release No.
AP-860
File Number:
3-15465
|
|
Release No.
AP-861
File Number:
3-15141
|
|
Release No.
AP-856
File Number:
3-15461
|
|
Release No.
AP-855, AP-764, AP-763
File Number:
3-14872
|
|
Release No.
AP-857
File Number:
3-15255
|
|
Release No.
AP-858
File Number:
3-15416
|
|
Release No.
AP-854
File Number:
3-15015
|
|
Release No.
AP-853
File Number:
3-15434
|
|
Release No.
AP-849
File Number:
3-15211
|
|
Release No.
AP-850
File Number:
3-15418
|
|
Release No.
AP-846
File Number:
3-15452
|
|
Release No.
AP-851
File Number:
3-15457
|
|
Release No.
AP-847
File Number:
3-15453
|
|
Release No.
AP-852
File Number:
3-14853
|
|
Release No.
AP-848
File Number:
3-15456
|
|
Release No.
AP-842
File Number:
3-15415
|
|
Release No.
34-70325
File Number:
3-15415
|
|
Release No.
AP-843
File Number:
3-15263
|
|
Release No.
34-70326
File Number:
3-15412
|
|
Release No.
AP-844
File Number:
3-15387
|
|
Release No.
34-70330, IA-3663
File Number:
3-15269
|
|
Release No.
AP-841
File Number:
3-15412
|
|
Release No.
AP-845
File Number:
3-15386
|
|
Release No.
AP-838
File Number:
3-15450
|
|
Release No.
34-70306
File Number:
3-15280
|
|
Release No.
AP-839
File Number:
3-15451
|
|
Release No.
34-70319
File Number:
3-15310
|