34-92231
June 22, 2021
SR-Phlx-2021-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (86 FR 34101)
34-92233
June 22, 2021
SR-NYSEArca-2021-31
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 34107)
34-92234
June 22, 2021
SR-NYSE-2021-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Ports Comments Due: Exhibit 5 Federal Register version (86 FR 34080)
34-92227
June 22, 2021
SR-GEMX-2021-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) Comments Due: Exhibit 5 Federal Register version (86 FR 34104)
34-92230
June 22, 2021
SR-BX-2021-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees, at Equity 7, Section 118(e) Comments Due: Exhibit 5 Federal Register version (86 FR 34074)
34-92229
June 22, 2021
SR-MRX-2021-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) Comments Due: Exhibit 5 Federal Register version (86 FR 34077)
34-92226
June 22, 2021
SR-ISE-2021-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 4 (Obligations of Market Makers), Options 4, Section 3 (Criteria for Underlying Securities), Options 4, Section 8 (Long-Term Options Contracts), and Options 4A, Section 12 (Terms of Index Options Contracts) Comments Due: Exhibit 5 Federal Register version (86 FR 34096)
34-92222
June 22, 2021
SR-IEX-2021-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Temporary Remote Inspection Relief to IEX Members for Calendar Year 2021 Comments Due: Federal Register version (86 FR 34069)
34-92225
June 22, 2021
SR-FINRA-2021-016
Notice of Filing of a Proposed Rule Change To Amend Rule 2165 (Financial Exploitation of Specified Adults) Comments Due: View Received Comments Federal Register version (86 FR 34084)
34-92220
June 21, 2021
SR-Phlx-2021-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC Comments Due: Federal Register version (86 FR 33802)
34-92213
June 21, 2021
SR-NSCC-2021-002
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Supplemental Liquidity Deposit Requirements Comments Due: View Received Comments Federal Register version (86 FR 33414)
34-92217
June 21, 2021
SR-BX-2021-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC Comments Due: Federal Register version (86 FR 33804)
34-92219
June 21, 2021
SR-NASDAQ-2021-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC Comments Due: Federal Register version (86 FR 33801)
34-92209
June 17, 2021
SR-PEARL-2021-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report Comments Due: Exhibit 5 Federal Register version (86 FR 33386)
34-92208
June 17, 2021
SR-MIAX-2021-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report Comments Due: Exhibit 5 Federal Register version (86 FR 33442)
34-92201
June 17, 2021
SR-CboeBZX-2021-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 33393)
34-92204
June 17, 2021
SR-CBOE-2021-029
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note Comments Due: View Received Comments Federal Register version (86 FR 33395)
34-92206
June 17, 2021
SR-BOX-2021-14
Notice of Filing of Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC ("BSTX") Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (86 FR 33402)
34-92200
June 16, 2021
SR-Phlx-2021-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 5 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 32989)
34-92190
June 16, 2021
SR-ISE-2021-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 3, "Regular Order Fees and Rebates" and Section 4, "Complex Order Fees and Rebates" Comments Due: Exhibit 5 Federal Register version (86 FR 32997)
34-92198
June 16, 2021
SR-DTC-2021-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Enhanced Clarity for Deadlines and Processing Times Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 32987)
34-92199
June 16, 2021
SR-CboeEDGX-2021-021
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 33005)
34-92199
June 16, 2021
SR-CboeBZX-2021-028
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 33005)
34-92199
June 16, 2021
SR-CBOE-2021-023
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 33005)
34-92199
June 16, 2021
SR-CboeEDGA-2021-009
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 33005)
34-92199
June 16, 2021
SR-CboeBYX-2021-009
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 33005)
34-92199
June 16, 2021
SR-C2-2021-007
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 33005)
34-92192
June 16, 2021
SR-BOX-2021-07
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: View Received Comments Federal Register version (86 FR 32989)
34-92180
June 15, 2021
SR-NASDAQ-2021-044
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4702 and 4703 in Light of Planned Changes to the System Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 33420)
34-92186
June 15, 2021
SR-MIAX-2021-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for the Complex PRIME ("cPRIME") Agency Order Credit Comments Due: Exhibit 5 Federal Register version (86 FR 33396)
34-92183
June 15, 2021
SR-FINRA-2021-015
Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements) Comments Due: View Received Comments Federal Register version (86 FR 33427)
34-92185
June 15, 2021
SR-FICC-2021-003
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes Comments Due: View Received Comments Federal Register version (86 FR 33420)
34-92167
June 14, 2021
SR-CboeEDGX-2021-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Open-Close Data Fees Comments Due: Exhibit 5 Federal Register version (86 FR 33439)
34-92168
June 14, 2021
SR-CboeBZX-2021-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Open-Close Data Fees Comments Due: Exhibit 5 Federal Register version (86 FR 33390)
34-92169
June 14, 2021
SR-CBOE-2021-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Historical Intraday Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (86 FR 33446)
34-92173
June 14, 2021
SR-C2-2021-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 33399)
34-92153
June 11, 2021
SR-NYSEAMER-2021-29
Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Equities Price List and Fee Schedule To Establish Pricing for Orders Designated as Retail Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 32288)
34-92154
June 11, 2021
SR-NYSE-2020-96
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners Comments Due: View Received Comments Federal Register version (86 FR 32301)
34-92155
June 11, 2021
SR-NYSE-2020-98
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Beneficial Owners Comments Due: View Received Comments Federal Register version (86 FR 32302)
34-92160
June 11, 2021
SR-NYSE-2021-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 32292)
34-92152
June 11, 2021
SR-CboeEDGA-2021-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 32298)
34-92150
June 10, 2021
SR-MEMX-2021-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 32090)
34-92142
June 10, 2021
SR-LCHSA-2021-001
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers Federal Register version (86 FR 32079)
34-92145
June 10, 2021
SR-FICC-2020-804
Notice of No Objection to Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount Comments Due: View Received Comments Federal Register version (86 FR 32079)
34-92147
June 10, 2021
SR-CboeEDGX-2021-027
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 32085)
34-92151
June 10, 2021
SR-CboeEDGA-2021-013
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 32099)
34-92148
June 10, 2021
SR-CboeBZX-2021-042
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 32088)
34-92149
June 10, 2021
SR-CboeBYX-2021-013
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 32076)
34-92138
June 9, 2021
SR-EMERALD-2021-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for the Open-Close Report Comments Due: Exhibit 5 Federal Register version (86 FR 31769)
34-92132
June 9, 2021
SR-NYSEArca-2021-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 31754)
34-92130
June 9, 2021
4-757
Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data Comments Due: View Received Comments Federal Register version (86 FR 31543)
34-92134
June 9, 2021
SR-NASDAQ-2021-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 114(f) Comments Due: Exhibit 5 Federal Register version (86 FR 31759)
34-92137
June 9, 2021
SR-PEARL-2021-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt Fees for the Open-Close Report Comments Due: Exhibit 5 Federal Register version (86 FR 31748)
34-92135
June 9, 2021
SR-MIAX-2021-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for the Open-Close Report Comments Due: Exhibit 5 Federal Register version (86 FR 31751)
34-92139
June 9, 2021
SR-FINRA-2021-014
Notice of Filing of a Proposed Rule Change Relating to Members' Filing Requirements Under FINRA Rule 6432 (Compliance With the Information Requirements of SEA Rule 15c2-11) Comments Due: View Received Comments Federal Register version (86 FR 31774)
34-92131
June 9, 2021
SR-CboeBZX-2021-029
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 31772)
34-92125
June 8, 2021
SR-DTC-2021-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Distributions Guide To Accommodate Participants' Tax Reporting and Withholding Obligations Comments Due: Exhibit 5 Federal Register version (86 FR 31543)
34-92122
June 7, 2021
SR-NYSEAMER-2021-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 31351)
34-92123
June 7, 2021
SR-NYSEArca-2021-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 31363)
34-92118
June 7, 2021
SR-NASDAQ-2020-081
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rules Related to Board Diversity Comments Due: View Received Comments Federal Register version (86 FR 31355)
34-92119
June 7, 2021
SR-NASDAQ-2020-082
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Offer Certain Listed Companies Access to a Complimentary Board Recruiting Solution To Help Advance Diversity on Company Boards Comments Due: View Received Comments Federal Register version (86 FR 31355)
34-92120
June 7, 2021
SR-ICEEU-2021-013
Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Articles of Association Comments Due: Exhibit 5 Federal Register version (86 FR 31348)
34-92117
June 7, 2021
SR-FICC-2020-017
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount Comments Due: View Received Comments Federal Register version (86 FR 31354)
34-92116
June 7, 2021
SR-CBOE-2021-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules in Connection With the Number of Legs of a Complex Order That May Be Entered on a Single Order Ticket at the Time of Systemization Comments Due: Exhibit 5 Federal Register version (86 FR 31361)
34-92121
June 7, 2021
SR-CBOE-2021-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a New Floor Broker Incentive Program and To Make a Clarifying Change to the Definition of Facilitation Orders Comments Due: Exhibit 5 Federal Register version (86 FR 31356)
34-92107
June 4, 2021
SR-Phlx-2021-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules Comments Due: Exhibit 5 Federal Register version (86 FR 30995)
34-92104
June 3, 2021
SR-NYSEArca-2021-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Nuveen Santa Barbara Dividend Growth ETF, Nuveen Small Cap Select ETF, and Nuveen Winslow Large-Cap Growth ESG ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) Comments Due: Federal Register version (86 FR 30635)
34-92103
June 3, 2021
SR-BX-2021-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, "General Provisions" and Section 2, "BX Options Market-Fees and Rebates" Comments Due: Exhibit 5 Federal Register version (86 FR 30661)
34-92098
June 3, 2021
SR-FINRA-2021-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Supplemental Inventory Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) Comments Due: Exhibit 3 Federal Register version (86 FR 30632)
34-92089
June 2, 2021
SR-NYSEArca-2021-24
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92089
June 2, 2021
SR-NYSEAMER-2021-21
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92089
June 2, 2021
SR-NYSECHX-2021-07
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92089
June 2, 2021
SR-NYSE-2021-25
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92089
June 2, 2021
SR-NYSENAT-2021-09
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 30510)
34-92090
June 2, 2021
SR-MIAX-2021-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market Comments Due: Federal Register version (86 FR 30508)
34-92082
June 1, 2021
SR-PEARL-2021-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 531, Reports and Market Data Products, To Adopt the Liquidity Taker Event Report for Options Trading Comments Due: Exhibit 5 Federal Register version (86 FR 30337)
34-92081
June 1, 2021
SR-MIAX-2021-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 531, Reports and Market Data Products, To Adopt the Liquidity Taker Event Report Comments Due: Exhibit 5 Federal Register version (86 FR 30344)
34-92078
June 1, 2021
SR-CBOE-2021-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Silexx Trading Platform Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 30342)
34-92068
May 28, 2021
SR-NASDAQ-2021-009
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Equity 4, Rule 4754 Relating to the Limit Up-Limit Down Closing Cross Comments Due: View Received Comments Federal Register version (86 FR 29864)
34-92072
May 28, 2021
SR-BOX-2021-12
Notice of Filing of Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) To Limit Short Term Options Series Intervals Comments Due: Exhibit 5 Federal Register version (86 FR 29856)
34-92052
May 27, 2021
SR-NYSEArca-2021-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the American Century Sustainable Growth ETF Comments Due: Federal Register version (86 FR 29810)
34-92053
May 27, 2021
SR-NYSEArca-2021-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 29868)
34-92055
May 27, 2021
SR-LTSE-2021-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Initial Listing Fee Comments Due: Exhibit 5 Federal Register version (86 FR 29818)
34-92044
May 27, 2021
SR-FINRA-2021-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Per-Transaction Fee for Late and Corrective Reports to the FINRA/Nasdaq TRF and To Increase the Participation Fee Comments Due: Exhibit 5 Federal Register version (86 FR 29823)
34-92019
May 27, 2021
SR-FICC-2021-801
Notice of Filing of Advance Notice to Add the Sponsored GC Service and Make Other Changes Comments Due: View Received Comments Memo regarding the Commission's Request for Additional Information , SR-FICC-2021-003 Federal Register version (86 FR 29834)
34-92040
May 27, 2021
SR-CBOE-2020-106
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes Comments Due: View Received Comments Federal Register version (86 FR 29817)
34-92057
May 27, 2021
SR-CBOE-2021-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.54 and Rule 3.10 Comments Due: Exhibit 5 Federal Register version (86 FR 29820)
34-92051
May 27, 2021
SR-C2-2021-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Align the Exchange's Rulebook With the Rulebook of Its Affiliated Exchange, Cboe Options, Inc. ("Cboe Options") and Make Other Formatting Changes Comments Due: Exhibit 5 Federal Register version (86 FR 29852)
34-92028
May 26, 2021
SR-EMERALD-2021-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report Comments Due: Exhibit 5 Federal Register version (86 FR 29608)
34-92029
May 26, 2021
SR-IEX-2021-06
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors Comments Due: View Received Comments Federal Register version (86 FR 29608)
34-92020
May 26, 2021
SR-ICEEU-2021-010
Notice of Filing of Proposed Rule Change Relating to the Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g , Exhibit 5h Federal Register version (86 FR 29612)
34-92032
May 26, 2021
SR-CboeBZX-2021-024
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 29611)
34-92016
May 25, 2021
SR-NYSEARCA-2021-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 29308)
34-92000
May 25, 2021
SR-BX-2021-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (86 FR 29314)
34-92012
May 25, 2021
SR-NASDAQ-2021-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (86 FR 29317)
34-92014
May 25, 2021
SR-FICC-2021-003
Notice of Filing of Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 29334)
34-91994
May 25, 2021
SR-CboeBZX-2021-039
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 29321)
34-92013
May 25, 2021
SR-CboeBZX-2021-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 29312)
34-92015
May 25, 2021
SR-CboeBZX-2021-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Define the Terms "Derivative Security" and "UTP Derivative Security" and Amend Certain Related Rules Comments Due: Exhibit 5 Federal Register version (86 FR 29305)
34-92011
May 25, 2021
SR-CBOE-2021-020
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6.10 To Introduce a Voluntary Compression Service Comments Due: View Received Comments Federal Register version (86 FR 29334)
