34-62587
July 29, 2010
SR-EDGX-2010-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.12 Comments Due: Exhibit 5 Federal Register version (75 FR 47040)
34-62595
July 29, 2010
SR-BATS-2010-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program Comments Due: Federal Register version (75 FR 47043)
34-62597
July 29, 2010
SR-BATS-2010-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 47335)
34-62588
July 29, 2010
SR-EDGA-2010-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.12 Comments Due: Exhibit 5 Federal Register version (75 FR 47056)
34-62601
July 29, 2010
SR-NSX-2010-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours Comments Due: Exhibit 5 Federal Register version (75 FR 47049)
34-62599
July 29, 2010
SR-NYSEAmex-2010-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend Certain of Its Rules in Connection With the Decommissioning of the Odd-Lot System Comments Due: Exhibit 5 Federal Register version (75 FR 47333)
34-62600
July 29, 2010
SR-NYSEArca-2010-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(x) Comments Due: Exhibit 5 Federal Register version (75 FR 47051)
34-62590
July 29, 2010
SR-NASDAQ-2010-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Routing to Away Markets Comments Due: Federal Register version (75 FR 47057)
34-62592
July 29, 2010
SR-NASDAQ-2010-095
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Closing Cross Fees for Market-on-Close and Limit-on-Close Orders Comments Due:
34-62594
July 29, 2010
SR-ISE-2010-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes To the Penny Pilot Program Comments Due: Federal Register version (75 FR 47054)
34-62596
July 29, 2010
SR-CBOE-2010-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program Comments Due: Federal Register version (75 FR 47041)
34-62602
July 29, 2010
SR-CBOE-2010-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Minor Rule Violation Plan Comments Due: Federal Register version (75 FR 50791)
34-62582
July 28, 2010
SR-OC-2010-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago, Amending Rule 419(a), Regulatory Halts Comments Due: Exhibit 5 Federal Register version (75 FR 47039)
34-62580
July 28, 2010
SR-NYSEArca-2010-69
Notice of Filing of Proposed Rule Change Amending Rule 6.47 Comments Due: View Received Comments Exhibit 5 Federal Register version (75 FR 45683)
34-62585
July 28, 2010
SR-NYSEArca-2010-68
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Regarding Listing and Trading of the PIMCO Build America Bond Strategy Fund Comments Due: Rel. No. 34-62856 Federal Register version (75 FR 47045)
34-62584
July 28, 2010
SR-FINRA-2010-035
Notice of Filing of Proposed Rule Change Amendments to the Discovery Guide and Rules 12506 and 12508 of the Code of Arbitration Procedure for Customer Disputes Comments Due: View Received Comments Rel. No. 34-64166 Federal Register version (75 FR 45685)
34-62579
July 28, 2010
SR-CBOE-2010-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 47329)
34-62572
July 26, 2010
SR-NYSEAmex-2010-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 123G-NYSE Amex Equities and Adopting New Rule 5290-NYSE Amex Equities to Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 45183)
34-62569
July 26, 2010
SR-NYSE-2010-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 123G and Adopting New Rule 5290 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 45188)
34-62573
July 26, 2010
4-533
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add EDGA Exchange, Inc. and EDGX Exchange, Inc., Each as a Party Thereto Comments Due: View Received Comments Federal Register version (75 FR 45682)
34-62568
July 26, 2010
SR-ISE-2010-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Orders Fee Discount for Market Makers and Non-ISE Market Makers Comments Due: View Received Comments Federal Register version (75 FR 44995)
34-62562
July 23, 2010
SR-Phlx-2010-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols Comments Due: Exhibit 5 Federal Register version (75 FR 44832)
34-62566
July 23, 2010
SR-OCC-2010-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend OCC's By-Laws and Rules To Change Its Method of Holding Certain Securities Pledged by Members To Satisfy Margin and Clearing Fund Obligations Comments Due: Federal Register version (75 FR 44833)
34-62567
July 23, 2010
SR-NSCC-2010-07
Notice of Filing of Proposed Rule Change To Amend Addendum C of Its Rules and Procedures To Implement Risk Enhancements to Its Stock Borrow Program Comments Due: Rel. No. 34-62849 Federal Register version (75 FR 44828)
34-62564
July 23, 2010
SR-NASDAQ-2010-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs Comments Due: View Received Comments Federal Register version (75 FR 44830)
34-62553
July 22, 2010
SR-BX-2010-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Expand the $1 Strike Program on the Boston Options Exchange Facility Comments Due: Exhibit 5
34-62555
July 22, 2010
SR-BX-2010-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services Comments Due: Federal Register version (75 FR 44835)
34-62550
July 22, 2010
SR-MSRB-2010-02
Notice of Filing of Amendment No. 1 to Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Made Transparent by the MSRB on Municipal Auction Rate Securities and Variable Rate Demand Obligations Comments Due: View Received Comments Exhibit 4 , Rel. No. 34-61793 , Rel. No. 34-62755 Federal Register version (75 FR 44296)
34-62540
July 21, 2010
SR-NYSEAmex-2010-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) From July 31, 2010 to December 31, 2010 Comments Due: Exhibit 5 Federal Register version (75 FR 44040)
34-62541
July 21, 2010
SR-NYSE-2010-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) From July 31, 2010 to December 31, 2010 Comments Due: Exhibit 5 Federal Register version (75 FR 44042)
34-62543
July 21, 2010
SR-NASDAQ-2010-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Fees for Execution of Contracts on the NASDAQ Options Market Comments Due: Federal Register version (75 FR 44037)
34-62534
July 20, 2010
SR-Phlx-2010-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Re-Entry Comments Due: Federal Register version (75 FR 43590)
34-62526
July 19, 2010
SR-NYSEAmex-2010-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule Comments Due: Federal Register version (75 FR 43587)
34-62530
July 19, 2010
SR-Phlx-2010-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities Comments Due: Federal Register version (75 FR 43594)
34-62528
July 19, 2010
SR-BX-2010-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services Comments Due: Federal Register version (75 FR 43210)
34-62531
July 19, 2010
SR-NASDAQ-2010-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities Comments Due: Federal Register version (75 FR 43592)
34-62517
July 16, 2010
SR-EDGX-2010-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 Comments Due: Exhibit 5 Federal Register version (75 FR 43214)
34-62516
July 16, 2010
SR-EDGA-2010-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 Comments Due: Exhibit 5 Federal Register version (75 FR 43216)
34-62518
July 16, 2010
SR-Phlx-2010-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders Comments Due: Exhibit 5 Federal Register version (75 FR 43219)
34-62519
July 16, 2010
SR-Phlx-2010-79
Notice of Filing of Proposed Rule Change Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks Comments Due: Exhibit 5 , Rel. No. 34-62877 Federal Register version (75 FR 43597)
34-62512
July 16, 2010
SR-BX-2010-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process Until July 18, 2011 Comments Due: Federal Register version (75 FR 43223)
34-62513
July 16, 2010
SR-ISE-2010-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program Comments Due: Federal Register version (75 FR 43221)
34-62523
July 16, 2010
SR-ISE-2010-73
Notice of Filing of Proposed Rule Change Relating to Modified Rules for Qualified Contingent Cross Orders Comments Due: Rel. No. 34-63955 Federal Register version (75 FR 43211)
34-62521
July 16, 2010
SR-FINRA-2010-006
Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Provide for Attorney Representation of Non-Party Witnesses in Arbitration Comments Due: View Received Comments Rel. No. 34-61517 Federal Register version (75 FR 42795)
34-62522
July 16, 2010
SR-CBOE-2010-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2011 Comments Due: Federal Register version (75 FR 43596)
34-62504
July 15, 2010
SR-Phlx-2010-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions Comments Due: Federal Register version (75 FR 42797)
34-62509
July 15, 2010
SR-Phlx-2010-91
Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc., as Modified by Amendment No. 1 Thereto, Relating to Registration and Qualification Requirements for PSX Comments Due: Exhibit 5 , Rel. No. 34-62776 Federal Register version (75 FR 42804)
34-62505
July 15, 2010
SR-BX-2010-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 42792)
34-62503
July 15, 2010
SR-ISE-2010-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options Comments Due: Exhibit 5 Federal Register version (75 FR 42812)
34-62506
July 15, 2010
SR-ISE-2010-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes With Respect to Foreign Currency Options Orders Comments Due: Federal Register version (75 FR 42801)
34-62507
July 15, 2010
SR-ISE-2010-68
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate for Adding Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 42802)
34-62508
July 15, 2010
SR-ISE-2010-65
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 42809)
34-62496
July 14, 2010
SR-NASDAQ-2010-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules Comments Due: Federal Register version (75 FR 43591)
34-62488
July 13, 2010
SR-NYSEAmex-2010-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing a Fee and Credit Structure for Trading Nasdaq-Listed Securities on the Exchange Pursuant to Unlisted Trading Privileges and Implementing a New Fee for Crossing Session II for Both Listed and Traded Securities Comments Due: Exhibit 5 Federal Register version (75 FR 41912)
34-62485
July 13, 2010
SR-NYSEArca-2010-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Establish Trading Collars for Market Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (75 FR 41914)
34-62490
July 13, 2010
SR-NASDAQ-2010-078
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Modify Rule 7019 Governing Market Data Distribution Fees Comments Due: View Received Comments Federal Register version (75 FR 41916)
34-62491
July 13, 2010
SR-NASDAQ-2010-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Application of NASDAQ Rule 4611(d) Comments Due: Federal Register version (75 FR 41918)
34-62489
July 13, 2010
SR-MSRB-2010-05
Notice of Filing of Proposed Rule Change Relating to the Continuing Disclosure Service of the MSRB Electronic Municipal Market Access (EMMA) System Comments Due: View Received Comments Rel. No. 34-62742 Federal Register version (75 FR 41909)
34-62479
July 9, 2010
SR-NYSEAmex-2010-31
Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed To Accommodate the Trading of Nasdaq-Listed Securities on the Exchange Comments Due: Rel. No. 34-61890 Federal Register version (75 FR 41264)
34-62477
July 9, 2010
SR-NYSEAmex-2010-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures with Respect to Comparison of Executed Transactions File Nos.: Comments Due:
34-62478
July 9, 2010
SR-FICC-2010-02
Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division To Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks From Foreign to U.S. Members Comments Due: Rel. No. 34-62828 Federal Register version (75 FR 41908)
34-62472
July 8, 2010
SR-Phlx-2010-94
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 41250)
34-62471
July 8, 2010
SR-NYSEArca-2010-64
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing of the Wilshire Micro-Cap ETF Comments Due: Rel. No. 34-62737 Federal Register version (75 FR 41252)
34-62473
July 8, 2010
SR-ISE-2010-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Sprott Physical Gold Trust Comments Due: Federal Register version (75 FR 41247)
34-62459
July 7, 2010
SR-NYSEAmex-2010-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule With Respect to Firm Proprietary-Manual Tiered Pricing Comments Due: Exhibit 5 Federal Register version (75 FR 40010)
34-62462
July 7, 2010
SR-NYSEAmex-2010-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 46-NYSE Amex Equities To Permit the Exchange Chairman To Designate More or Less Than Twenty (20) Floor Governors, as Needed Comments Due: Exhibit 5 Federal Register version (75 FR 40860)
34-62461
July 7, 2010
SR-NYSE-2010-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 46 To Permit the Exchange Chairman To Designate More or Less Than Twenty (20) Floor Governors, as Needed Comments Due: View Received Comments Exhibit 5 Federal Register version (75 FR 40858)
34-62464
July 7, 2010
SR-BX-2010-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading on BOX of Options on the ETFS Gold Trust, the ETFS Silver Trust, the ETFS Palladium Trust and the ETFS Platinum Trust Comments Due: Exhibit 5 Federal Register version (75 FR 40007)
34-62468
July 7, 2010
SR-NASDAQ-2010-074
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities Comments Due: View Received Comments Rel. No. 34-64071 , Rel. No. 34-63685 , Rel. No. 34-63098 , Rel. No. 34-62740 Federal Register version (75 FR 41258)
34-62452
July 6, 2010
SR-NYSEAmex-2010-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To List Options on Trust Issued Receipts in $1 Strike Intervals Comments Due: Exhibit 5 Federal Register version (75 FR 40011)
34-62453
July 6, 2010
SR-NYSEArca-2010-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals Comments Due: Exhibit 5 Federal Register version (75 FR 39720)
34-62455
July 6, 2010
SR-NYSE-2010-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM Comments Due: Exhibit 5 Federal Register version (75 FR 40004)
34-62451
July 6, 2010
SR-NASDAQ-2010-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC To Expand its $1 Strike Program Comments Due: Federal Register version (75 FR 40001)
34-62454
July 6, 2010
SR-FINRA-2010-030
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-62842 Federal Register version (75 FR 39715)
34-62457
July 6, 2010
SR-CBOE-2010-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the CBOE Stock Exchange Fee Schedule Comments Due: Federal Register version (75 FR 40003)
34-62449
July 2, 2010
SR-NYSEAmex-2010-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Expand Its $1 Strike Program Comments Due: Exhibit 5 Federal Register version (75 FR 40012)
34-62450
July 2, 2010
SR-NYSEArca-2010-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Expand Its $1 Strike Program Comments Due: Exhibit 5 Federal Register version (75 FR 39712)
34-62442
July 2, 2010
SR-ISE-2010-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its $1 Strike Program Comments Due: Exhibit 5 Federal Register version (75 FR 39597)
34-62444
July 2, 2010
SR-ISE-2010-72
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the International Securities Exchange, LLC To Expand and Permanently Establish Its Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (75 FR 39595)
34-62443
July 2, 2010
SR-CBOE-2010-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its $1 Strike Program Comments Due: Federal Register version (75 FR 39608)
34-62437
July 1, 2010
SR-EDGX-2010-06
Notice of Filing of Proposed Rule Change To Amend EDGX Fee Schedule To Impose Fees for Physical Ports Used To Connect to EDGX Exchange Comments Due: Rel. No. 34-62680 Federal Register version (75 FR 39599)
34-62436
July 1, 2010
SR-EDGA-2010-06
Notice of Filing of Proposed Rule Change To Amend EDGA Fee Schedule To Impose Fees for Physical Ports Used To Connect to EDGA Exchange Comments Due: Rel. No. 34-62681 Federal Register version (75 FR 39600)
34-62433
July 1, 2010
SR-NYSEArca-2010-62
Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Amending Its Fee Schedule Comments Due: Federal Register version (75 FR 39714)
34-62435
July 1, 2010
SR-NSCC-2010-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Membership and Mutual Fund Services Comments Due: Federal Register version (75 FR 39721)
34-62428
July 1, 2010
SR-NASDAQ-2010-081
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Extend the Last Sale Data Feeds Pilot Program Comments Due: Federal Register version (75 FR 39315)
34-62430
July 1, 2010
SR-ISE-2010-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule; Correction Comments Due: Exhibit 5 Federal Register version (75 FR 41264)
34-62431
July 1, 2010
SR-ISE-2010-70
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members Comments Due: Exhibit 5 Federal Register version (75 FR 39311)
34-62429
July 1, 2010
SR-FINRA-2010-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Financial Industry Regulatory Authority, Inc. Online Form NMA Comments Due: Federal Register version (75 FR 39610)
34-62432
July 1, 2010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Payments that CBOE Makes to CBOE Trading Permit Holders that Participate in a Program Under Which CBOE Subsidizes the Costs of Providing and/or Using Certain Order Routing Functionalities Comments Due: Federal Register version (75 FR 44995)
34-62418
June 30, 2010
SR-EDGX-2010-05
Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled "Trading Halts Due to Extraordinary Volatility." Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62688A Federal Register version (75 FR 39084)
34-62424
June 30, 2010
SR-EDGX-2010-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of EDGX Exchange, Inc. Comments Due: Federal Register version (75 FR 39307)
34-62404
June 30, 2010
SR-BATS-2010-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled "Order Execution" Comments Due: Exhibit 5 Federal Register version (75 FR 39303)
34-62407
June 30, 2010
SR-BATS-2010-18
Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled "Trading Halts Due to Extraordinary Market Volatility." Comments Due: View Received Comments Exhibit 3 , Rel. No. 34-62688A Federal Register version (75 FR 39060)
34-62417
June 30, 2010
SR-EDGA-2010-05
Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled "Trading Halts Due to Extraordinary Volatility" Comments Due: View Received Comments Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39074)
34-62425
June 30, 2010
SR-EDGA-2010-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of EDGA Exchange, Inc. Comments Due: Federal Register version (75 FR 39319)
34-62410
June 30, 2010
SR-NSX-2010-08
Notice of Filing of a Proposed Rule Change To Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B Comments Due: View Received Comments Exhibit 3 , Exhibit 5 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39063)
34-62405
June 30, 2010
SR-NYSEAmex-2010-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Maker Authorized Traders Comments Due: Federal Register version (75 FR 39305)
34-62412
June 30, 2010
SR-NYSEAmex-2010-63
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Add Additional Securities to the Pilot Rule Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39073)
34-62408
June 30, 2010
SR-CHX-2010-14
Notice of Filing of Proposed Rule Change To Amend the List of Securities Subject to an Individual Circuit Breaker Comments Due: View Received Comments Exhibit 3 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39065)
34-62403
June 30, 2010
SR-Phlx-2010-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Floor Broker Subsidy Comments Due: Exhibit 5
