34-79806
Jan. 17, 2017
SR-NSX-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 9263)
34-79805
Jan. 17, 2017
SR-Phlx-2016-82
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Exception in Phlx Rule 1000(f) for Sub-MPV Split-Price Orders Comments Due: Rel. No. 34-79345 , Rel. No. 34-79023 , Rel. No. 34-78593 Federal Register version (82 FR 8241)
34-79809
Jan. 17, 2017
SR-NASDAQ-2017-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees To Implement New Incentive Comments Due: Exhibit 5 Federal Register version (82 FR 8230)
34-79810
Jan. 17, 2017
SR-NASDAQ-2016-161
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New Extended Life Priority Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757 Comments Due: View Received Comments Rel. No. 34-81097 , Rel. No. 34-80149 , Rel. No. 34-79428 Federal Register version (82 FR 8244)
34-79811
Jan. 17, 2017
SR-ISE-2017-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (82 FR 8244)
34-79808
Jan. 17, 2017
SR-CBOE-2017-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 8252)
34-79807
Jan. 17, 2017
SR-C2-2017-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 8238)
34-79800
Jan. 13, 2017
SR-ISEGemini-2017-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (82 FR 7906)
34-79792
Jan. 13, 2017
SR-NYSEARCA-2016-176
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-81538 , Rel. No. 34-81155 , Rel. No. 34-80501 , Rel. No. 34-80094 Federal Register version (82 FR 7891)
34-79793
Jan. 13, 2017
SR-NYSEArca-2016-177
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund Under NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-81177 , Rel. No. 34-80486 , Rel. No. 34-80180 , Rel. No. 34-81655 Federal Register version (82 FR 7885)
34-79802
Jan. 13, 2017
SR-NYSEArca-2016-96
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 Comments Due: View Received Comments Rel. No. 34-79111 , Rel. No. 34-78727 , Rel. No. 34-78345 Federal Register version (82 FR 7884)
34-79791
Jan. 13, 2017
SR-NASDAQ-2017-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018 Comments Due: Exhibit 5 Federal Register version (82 FR 7907)
34-79801
Jan. 13, 2017
SR-MSRB-2016-15
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-79295 Federal Register version (82 FR 7898)
34-79796
Jan. 13, 2017
SR-C2-2017-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 7904)
34-79775
Jan. 12, 2017
SR-BatsBZX-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (82 FR 6678)
34-79782
Jan. 12, 2017
SR-Phlx-2017-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Cabinet Trading Pilot Program Comments Due: Federal Register version (82 FR 6667)
34-79784
Jan. 12, 2017
SR-NASDAQ-2016-135
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Relating to Continued Listing Requirements for Exchange-Traded Products Comments Due: View Received Comments Rel. No. 34-79399 , Rel. No. 34-79081 Federal Register version (82 FR 6664)
34-79778
Jan. 12, 2017
SR-PEARL-2016-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 6662)
34-79783
Jan. 12, 2017
SR-CBOE-2016-080
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend CBOE Rule 6.53C Comments Due: View Received Comments Rel. No. 34-79406 Federal Register version (82 FR 6673)
34-79779
Jan. 12, 2017
4-678
Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, and MIAX PEARL, LLC Rel. No. 34-79974 , Rel. No. 34-73383 , Rel. No. 34-73641 Federal Register version (82 FR 6674)
34-79773
Jan. 11, 2017
SR-BatsEDGA-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 5619)
34-79774
Jan. 11, 2017
SR-BatsEDGX-2017-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 5615)
34-79766
Jan. 10, 2017
SR-BatsBZX-2016-92
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Fees To Adopt a New Cross-Asset Step-Up Tier Comments Due: Exhibit 5 Federal Register version (82 FR 4954)
34-79770
Jan. 10, 2017
SR-NASDAQ-2016-173
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the All-Inclusive Annual Listing Fee for Limited Partnerships Listed on Nasdaq Comments Due: Federal Register version (82 FR 4947)
34-79768
Jan. 10, 2017
SR-BOX-2016-48
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules for an Open-Outcry Trading Floor Comments Due: View Received Comments Rel. No. 34-81292 , Rel. No. 34-80720 , Rel. No. 34-80719 , Rel. No. 34-80134 , Rel. No. 34-79421 Federal Register version (82 FR 4956)
34-79769
Jan. 10, 2017
SR-BatsEDGX-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule of the Exchange's Options Platform To Adopt Fees for its Recently Adopted Bats Auction Mechanism Comments Due: Exhibit 5 Federal Register version (82 FR 4941)
34-79758
Jan. 9, 2017
SR-BatsBZX-2016-89
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 4430)
34-79762
Jan. 9, 2017
SR-BatsBZX-2016-90
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 4437)
34-79760
Jan. 9, 2017
SR-BatsBYX-2016-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 4445)
34-79759
Jan. 9, 2017
SR-NYSEArca-2016-149
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 6.91 Comments Due: View Received Comments Rel. No. 34-79404 Federal Register version (82 FR 4430)
34-79763
Jan. 9, 2017
SR-DTC-2016-802
Notice of No Objection to Advance Notice Filing Relating to Processing of Transactions in Money Market Instruments Comments Due: Rel. No. 34-79224 Federal Register version (82 FR 4426)
34-79761
Jan. 9, 2017
SR-BatsEDGX-2016-75
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 4442)
34-79751
Jan. 6, 2017
SR-Phlx-2017-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (82 FR 3826)
34-79748
Jan. 6, 2017
SR-NYSE-2016-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Comments Due: Exhibit 5 Federal Register version (82 FR 3828)
34-79750
Jan. 6, 2017
SR-ICC-2016-013
Notice of Filing Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change To Amend the ICE Clear Credit Clearing Rules, as Modified by Amendment No. 1, Relating to Default Management, Clearing House Recovery and Wind-Down Comments Due: View Received Comments Federal Register version (82 FR 3831)
34-79752
Jan. 6, 2017
SR-FINRA-2017-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 3824)
34-79742
Jan. 5, 2017
SR-NYSEArca-2016-173
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States "3x Short Oil Fund Under NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-80427 , Rel. No. 34-80079 Federal Register version (82 FR 3366)
34-79746
Jan. 5, 2017
SR-DTC-2016-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Update of Its Corporate Action Service for the Processing of Redemptions Events and the Transition to International Organization for Standardization 20022 Messaging for Corporate Action Announcements Comments Due: Exhibit 5 Federal Register version (82 FR 3372)
34-79745
Jan. 5, 2017
SR-CBOE-2016-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 3379)
34-79740
Jan. 4, 2017
SR-ISEMercury-2016-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules to Extend a Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 3059)
34-79741
Jan. 4, 2017
SR-ISEGemini-2016-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Extend a Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 3034)
34-79725
Jan. 4, 2017
SR-BatsBZX-2016-30
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, to List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust Comments Due: View Received Comments Federal Register version (82 FR 2425)
34-79737
Jan. 4, 2017
SR-NYSEMKT-2016-127
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 3052)
34-79728
Jan. 4, 2017
SR-NYSEMKT-2016-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to Co-Location Services To Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products Comments Due: Exhibit 5 Federal Register version (82 FR 3035)
34-79738
Jan. 4, 2017
SR-NYSEMKT-2016-103
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform Comments Due: View Received Comments Rel. No. 34-80746 , Rel. No. 34-80097 , Rel. No. 34-79400 Federal Register version (82 FR 3068)
34-79729
Jan. 4, 2017
SR-NYSEArca-2016-172
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to Co-Location Services To Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products Comments Due: Exhibit 5 Federal Register version (82 FR 3061)
34-79730
Jan. 4, 2017
SR-NYSE-2016-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-location Services To Increase LCN and IP Network Fees and Add a Description of Access To Trading and Execution Services and Connectivity to Included Data Products Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 3045)
34-79736
Jan. 4, 2017
SR-NYSE-2016-44
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating To Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform Comments Due: View Received Comments Rel. No. 34-80214 , Rel. No. 34-79085 , Rel. No. 34-78641 , Rel. No. 34-78263 Federal Register version (82 FR 3067)
34-79739
Jan. 4, 2017
SR-NSCC-2016-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees Related to Insurance and Retirement Processing Services Comments Due: Exhibit 5 Federal Register version (82 FR 3032)
34-79724
Jan. 3, 2017
SR-Phlx-2016-105
Notice of Filing of Proposed Rule Change To Amend Rules 501, 507, 508, 510, and 511 Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80074 Federal Register version (82 FR 2418)
34-79726
Jan. 3, 2017
SR-NYSEArca-2016-101
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust Under NYSE Arca Equities Rule 8.201 Comments Due: Rel. No. 34-80319 , Rel. No. 34-80099 , Rel. No. 34-79171 , Rel. No. 34-78770 , Rel. No. 34-78426 Federal Register version (82 FR 2426)
34-79721
Jan. 3, 2017
SR-ISE-2016-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Extend a Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 2433)
34-79718
Jan. 3, 2017
SR-BatsEDGX-2016-41
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Related to the Exchange's Equity Options Platform To Adopt a Price Improvement Auction, the Bats Auction Mechanism Comments Due: View Received Comments Rel. No. 34-79339 , Rel. No. 34-78988 Federal Register version (82 FR 2428)
34-79717
Dec. 30, 2016
SR-NYSEMKT-2016-123
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 1767)
34-79713
Dec. 30, 2016
SR-NYSEARCA-2016-166
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(d)(4) Comments Due: Exhibit 5 Federal Register version (82 FR 1772)
34-79716
Dec. 30, 2016
SR-NYSEArca-2016-168
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 1774)
34-79715
Dec. 30, 2016
SR-NYSE-2016-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List to Modify the Fees Related to Four Bundles of Co-Location Services in Connection with the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 1777)
34-79705
Dec. 29, 2016
SR-NYSEArca-2016-169
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(a)(10)(A) Comments Due: Exhibit 5 Federal Register version (82 FR 1419)
34-79710
Dec. 29, 2016
SR-NYSE-2016-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (82 FR 1395)
34-79701
Dec. 29, 2016
SR-NASDAQ-2016-175
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7022(d) Comments Due: Exhibit 5 Federal Register version (82 FR 1381)
34-79706
Dec. 29, 2016
SR-NASDAQ-2016-180
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Income ETF of First Trust Exchange-Traded Fund IV Comments Due: Federal Register version (82 FR 1390)
34-79709
Dec. 29, 2016
SR-CBOE-2016-092
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed Comments Due: Exhibit 5 Federal Register version (82 FR 1387)
34-79712
Dec. 29, 2016
SR-CBOE-2016-091
Notice of Filing of a Proposed Rule Change Related to a Change to the Trading Symbol for P.M.-Settled Options on the Standard & Poor's 500 Index Comments Due: Exhibit 5 , Rel. No. 34-80060 Federal Register version (82 FR 1383)
34-79711
Dec. 29, 2016
SR-C2-2016-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for C2 Real-Time Data Feeds Comments Due: Exhibit 5 Federal Register version (82 FR 1415)
34-79699
Dec. 28, 2016
SR-BatsEDGA-2016-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for EDGA Summary Depth and Amend Fees for EDGA Depth Comments Due: Exhibit 5 Federal Register version (82 FR 892)
34-79696
Dec. 27, 2016
SR-CBOE-2016-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.54 Comments Due: Exhibit 5 Federal Register version (82 FR 173)
34-79697
Dec. 27, 2016
SR-CBOE-2016-088
Notice of Filing of a Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80040 Federal Register version (82 FR 167)
34-79684
Dec. 23, 2016
SR-NSX-2016-16
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of the Exchange by NYSE Group, Inc. Comments Due: View Received Comments Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J Federal Register version (81 FR 96552)
34-79688
Dec. 23, 2016
SR-NYSEArca-2016-170
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.11, 7.31, and 7.34 Comments Due: Exhibit 5 Federal Register version (81 FR 96534)
34-79690
Dec. 23, 2016
SR-BX-2016-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7019 (Market Data Distributor Fees) Comments Due: Exhibit 5 Federal Register version (81 FR 96527)
34-79687
Dec. 23, 2016
SR-NASDAQ-2016-183
Notice of Filing of Proposed Rule Change To Shorten the Settlement Cycle From T+3 to T+2 Comments Due: View Received Comments Exhibit 2A , Exhibit 2B , Exhibit 2C , Exhibit 2D , Exhibit 5 , Rel. No. 34-80013 Federal Register version (81 FR 96545)
34-79685
Dec. 23, 2016
SR-MIAX-2016-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Other Market Participant Transaction Fees Comments Due: Exhibit 5 Federal Register version (81 FR 96550)
34-79686
Dec. 23, 2016
SR-ISE-2016-31
Notice of Filing of Proposed Rule Change to Amend the Supplementary Material to ISE Rule 1901 Comments Due: Exhibit 5 , Rel. No. 34-80009 Federal Register version (81 FR 96532)
34-79682
Dec. 23, 2016
SR-FINRA-2016-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Fees for Historical Trade Data Accessed Through the FINRA ADDS Web Site Comments Due: Exhibit 5 Federal Register version (81 FR 96530)
34-79663
Dec. 22, 2016
SR-ISEMercury-2016-22
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions Comments Due: Exhibit 5 Federal Register version (81 FR 96089)
34-79664
Dec. 22, 2016
SR-ISEGemini-2016-16
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions Comments Due: Exhibit 5 Federal Register version (81 FR 96136)
34-79677
Dec. 22, 2016
SR-ISEGemini-2016-17
Notice of Filing of Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80011 Federal Register version (81 FR 96114)
34-79679
Dec. 22, 2016
SR-ISEGemini-2016-18
Notice of Filing of Proposed Rule Change To Amend the Opening Process Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80014 Federal Register version (81 FR 96062)
34-79654
Dec. 22, 2016
SR-Phlx-2016-122
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products Comments Due: Exhibit 5 Federal Register version (81 FR 96140)
34-79660
Dec. 22, 2016
SR-Phlx-2016-120
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Phlx To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC Comments Due: Rel. No. 34-79996 Federal Register version (81 FR 96060)
34-79658
Dec. 22, 2016
SR-NYSEMKT-2016-119
Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date ("T+3") to Two Business Days After the Trade Date ("T+2") Comments Due: Rel. No. 34-80020 Federal Register version (81 FR 96143)
34-79672
Dec. 22, 2016
SR-NYSEMKT-2016-63
Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80309 , Rel. No. 34-79378 , Rel. No. 34-78968 , Rel. No. 34-78629 , Rel. No. 34-80077 Federal Register version (81 FR 96080)
34-79675
Dec. 22, 2016
SR-NYSEMKT-2016-122
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc. Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-79901 Federal Register version (81 FR 96128)
34-79673
Dec. 22, 2016
SR-NYSEArca-2016-89
Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80310 , Rel. No. 34-80076 , Rel. No. 34-79379 , Rel. No. 34-78967 , Rel. No. 34-78628 Federal Register version (81 FR 96107)
34-79678
Dec. 22, 2016
SR-NYSEArca-2016-167
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the Exchange's Parent the NYSE Group, Inc. To Amend Certain Organizational Documents of NYSE Group, NYSE Holdings LLC, Intercontinental Exchange Holdings, Inc., and Intercontinental Exchange, Inc. Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-79901 Federal Register version (81 FR 96102)
34-79659
Dec. 22, 2016
SR-NYSE-2016-87
Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date ("T+3") to Two Business Days After the Trade Date ("T+2") Comments Due: View Received Comments Rel. No. 34-80021 Federal Register version (81 FR 96076)
34-79671
Dec. 22, 2016
SR-NYSE-2016-90
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the Exchange's Parent the NYSE Group, Inc. To Amend Certain Organizational Documents of NYSE Group, NYSE Holdings LLC, Intercontinental Exchange Holdings, Inc., and Intercontinental Exchange, Inc. Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-79901 Federal Register version (81 FR 96124)
34-79674
Dec. 22, 2016
SR-NYSE-2016-45
Notice of Filing of Amendment No. 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees Comments Due: View Received Comments Rel. No. 34-80311 , Rel. No. 34-80002 , Rel. No. 34-79316 , Rel. No. 34-78966 , Rel. No. 34-78887 , Rel. No. 34-78556 Federal Register version (81 FR 96053)
34-79676
Dec. 22, 2016
SR-NYSE-2016-72
Notice of Filing of Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies Comments Due: Exhibit 5 , Rel. No. 34-80199 , 34-80022 Federal Register version (81 FR 96150)
34-79655
Dec. 22, 2016
SR-NSCC-2016-008
Notice of Filing of Proposed Rule Change To Reflect Updates to the Consolidated Trade Summary, Eliminate Re-Pricing in the Foreign Security Accounting Operation and Make Other Changes Comments Due: Exhibit 5 Federal Register version (81 FR 96146)
34-79661
Dec. 22, 2016
SR-BX-2016-068
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit BX To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC Comments Due: Rel. No. 34-79996 Federal Register version (81 FR 96100)
34-79667
Dec. 22, 2016
SR-BX-2016-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Administrative Charges for Distributors of Proprietary Data Feed Products Comments Due: Exhibit 5 Federal Register version (81 FR 96152)
34-79662
Dec. 22, 2016
SR-NASDAQ-2016-169
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit The Nasdaq Options Market LLC To Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC Comments Due: Rel. No. 34-79996 Federal Register version (81 FR 96087)
34-79666
Dec. 22, 2016
SR-MIAX-2016-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Connectivity Fees Comments Due: Exhibit 5 Federal Register version (81 FR 96133)
34-79665
Dec. 22, 2016
SR-ISE-2016-27
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Exchange's Rules Regarding Routing of Orders, Cancellation of Orders, and Handling of Error Positions, and Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions Comments Due: Exhibit 5 Federal Register version (81 FR 96092)
34-79670
Dec. 22, 2016
SR-IEX-2016-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Retention of Jurisdiction Over Members and Persons Associated with Members Upon Termination, Revocation, or Cancellation of Membership or Association Thereof Comments Due: Federal Register version (81 FR 96074)
34-79644
Dec. 21, 2016
SR-ISEGemini-2016-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Qualifying Tier Thresholds and Fees and Rebates Comments Due: Exhibit 5 Federal Register version (81 FR 95710)
34-79636
Dec. 21, 2016
SR-BatsBZX-2016-87
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for BZX Summary Depth and Amend Fees for BZX Depth Comments Due: Exhibit 5 Federal Register version (81 FR 95693)
34-79635
Dec. 21, 2016
SR-Phlx-2016-124
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Limit Order Protection for Members Accessing PSX Comments Due: Federal Register version (81 FR 95657)
34-79640
Dec. 21, 2016
SR-NYSEMKT-2016-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To (1) Change How Orders Would Be Processed When the Protected Best Bid ("PBB") Is Higher Than the Protected Best Offer ("PBO") (The "PBBO") in Certain Circumstances, and (2) Adopt a Limit Order Price Protection Mechanism Comments Due: Exhibit 5 Federal Register version (81 FR 95699)
