Tax Administrator

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Release Number SEC Issue Date File Number Details
34-85174 Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-81057 Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-81064 3-11292 In the Matter of Certain Disgorgement and Fair Funds in Administrative Proceedings: Notice of Name Change of Appointed Tax Administrator
IA-2458, IC-27181 Pilgrim Baxter & Associates, Ltd. (Order Directing Appointment of Tax Administrator)
IA-2458, IC-27181 Pilgrim Baxter & Associates, Ltd. (Order Directing Appointment of Tax Administrator)
34-52884 Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet (Order Directing Appointment of Tax Administrator)
33-8638, 34-52862 American Express Financial Advisors Inc. (now known as Ameriprise Financial Services, Inc.) (Order Directing Appointment of Tax Administrator)
33-8638, 34-52862 American Express Financial Advisors Inc. (now known as Ameriprise Financial Services, Inc.) (Order Directing Appointment of Tax Administrator)
IA-2452, IC-27171 American Express Financial Corporation (now known as Ameriprise Financial, Inc.) (Order Directing Appointment of Tax Administrator)
IA-2452, IC-27171 American Express Financial Corporation (now known as Ameriprise Financial, Inc.) (Order Directing Appointment of Tax Administrator)
34-51341 Certain Disgorgement and Fair Funds in Administrative Proceedings (Order Directing Appointment of Tax Administrator)
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