Forms Index

This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order. Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page).

This list does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G which are separately hyperlinked. For more information, please visit the relevant Division’s webpage.

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Number Description Last Updated SEC Number Topic(s)
10-K Annual report pursuant to Section 13 or 15(d) (PDF)

SEC1673

 Form 10-K, Securities Exchange Act of 1934, Public Companies
10-Q General form for quarterly reports under Section 13 or 15(d) (PDF)

SEC1296

 Securities Exchange Act of 1934, Public Companies
11-K Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d) (PDF)

SEC617

 Securities Exchange Act of 1934, Public Companies
12b-25 Notification of late filing (PDF)

SEC1344

 Securities Exchange Act of 1934, Public Companies
20-F Registration statement / Annual report / Transition report (PDF)

SEC1852

 Securities Exchange Act of 1934, Public Companies, International
25 Notification of the removal from listing and registration of matured, redeemed or retired securities (PDF)

SEC1654

 Public Companies, Self-Regulatory Organizations
40-F Registration statement pursuant to Section 12 or annual report pursuant to Section 13(a) or 15(d) (PDF)

SEC2285

 Securities Exchange Act of 1934, Public Companies, International
6-K Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 (PDF)

SEC1815

 Securities Exchange Act of 1934, Public Companies, International
8-A Registration of certain classes of securities pursuant to Section 12(b) or (g) (PDF)

SEC1922

 Securities Exchange Act of 1934, Public Companies
8-K Current report pursuant to Section 13 or 15(d) (PDF)

SEC873

 Securities Exchange Act of 1934, Public Companies
S-1 Registration statement under Securities Act of 1933 (PDF)

SEC870

 Securities Act of 1933, Public Companies, Small Businesses
S-11 Registration of securities of certain real estate companies (PDF)

SEC907

 Securities Act of 1933, Public Companies
S-20 Registration statement under the Securities Act of 1933 (PDF)

SEC2013

 Securities Act of 1933, Public Companies
S-3 Registration statement under Securities Act of 1933 (PDF)

SEC1379

 Securities Act of 1933, Public Companies
S-4 Registration statement under Securities Act of 1933 (PDF)

SEC2077

 Securities Act of 1933, Public Companies
S-6 Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 (PDF)

SEC649

 Securities Act of 1933, Public Companies
S-8 Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans (PDF)

SEC1398

 Securities Act of 1933, Public Companies
SD Specialized Disclosure Report (PDF)

SEC697

 Securities Exchange Act of 1934, Public Companies
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