Release Number
34-56145A
SEC Issue Date
Federal Register Publish Date
Document Citation
73 FR 32377
Order Rule
Notice of Filing of Proposed Rule Change To Amend the By-Laws of NASD To Implement Governance and Related Changes To Accommodate the Consolidation of the Member Firm Regulatory Functions of NASD and NYSE Regulation, Inc.
Registered Securities Associations, National Association of Securities Dealers (NASD)
Release Number
34-55495
SEC Issue Date
Federal Register Publish Date
Document Citation
72 FR 14149
Last Reviewed or Updated: March 20, 2007
Resources
Details
Public Comments Due
File Number
SR-NASD-2007-023
Rule Type
Order
Release Number
34-56145
SEC Issue Date
Federal Register Publish Date
Document Citation
72 FR 42169
Public Comments