The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76781 | Dec 28, 2015 | SR-OCC-2015-016 | The Options Clearing Corporation | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility See Also - Rel. No. 34-76496, Rel. No. 34-76128, Rel. No. 34-76496, Rel. No. 34-76128 |
| 34-76686 | Dec 18, 2015 | SR-OCC-2015-018 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Concerning the Adoption of a Charter of a New Committee of The Options Clearing Corporation's Board of Directors, the Technology Committee See Also - Exhibit 5, Rel. No. 34-77042, Exhibit 5, Rel. No. 34-77042 |
| 34-76496 | Nov 20, 2015 | SR-OCC-2015-016 | The Options Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify The Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility See Also - Rel. No. 34-76781, Rel. No. 34-76128, Rel. No. 34-76781, Rel. No. 34-76128 |
| 34-76128 | Oct 13, 2015 | SR-OCC-2015-016 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify the Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility See Also - Rel. No. 34-76781, Rel. No. 34-76496, Rel. No. 34-76781, Rel. No. 34-76496 |
| 34-76108 | Oct 8, 2015 | SR-OCC-2015-015 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Requirement for Clearing Members To Participate in Operation Testing |
| 34-75825 | Sep 3, 2015 | SR-OCC-2015-014 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change To Amend The Options Clearing Corporation's Schedule of Fees To Allow a Clearing Fee Waiver for Exchange New Products |
| 34-75658 | Aug 10, 2015 | SR-OCC-2014-21 | The Options Clearing Corporation | Notice of Withdrawal of a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis See Also - Rel. No. 34-74406, Rel. No. 34-73685, Rel. No. 34-74406, Rel. No. 34-73685 |
| 34-75528 | Jul 27, 2015 | SR-OCC-2015-013 | The Options Clearing Corporation | Order Approving a Proposed Rule Change To Codify Procedures for Resizing the Options Clearing Corporation's Clearing Fund on a Monthly Basis and Increasing Such Clearing Fund Size on an Intra-Month Basis See Also - Rel. No. 34-75260, Rel. No. 34-75260 |
| 34-75427 | Jul 10, 2015 | SR-OCC-2015-010 | The Options Clearing Corporation | Order To Support the Clearance and Settlement of Asian-Style Flexibly Structured Options and Flexibly Structured Cliquet Options See Also - Rel. No. 34-74966, Rel. No. 34-74966 |
| 34-75255 | Jun 22, 2015 | SR-OCC-2015-012 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Administrative Changes to The Options Clearing Corporation's Financial Resources Monitoring and Call Procedure |