National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100461 | Jul 3, 2024 | SR-NASDAQ-2024-029 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Modify the Application of Bid Price Compliance Periods Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-029
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| 34-100460 | Jul 3, 2024 | SR-NYSE-2024-35 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100459 | Jul 3, 2024 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to its DMM Program |
| 34-100456 | Jul 2, 2024 | SR-NYSEARCA-2024-57 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100457 | Jul 2, 2024 | SR-NYSEAMER-2024-42 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Make Certain Conforming Clarifying Changes to Rule 601 to Harmonize with NYSE Arca Rule 10.16 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100447 | Jun 28, 2024 | SR-ISE-2024-17 | Nasdaq ISE, LLC (ISE) | Order Approving a Proposed Rule Change to Amend the Strike Interval for Options on Exchange-Traded Fund Shares and to Allow $1 Strike Price Intervals Above $200 for Options on SPDR Gold Shares (GLD) |
| 34-100445 | Jun 27, 2024 | SR-NASDAQ-2024-030 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Launch Proximity-On-Demand, a Managed Colocation Solution Comments Due: July 24, 2024 |
| 34-100444 | Jun 27, 2024 | SR-CBOE-2024-028 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: July 24, 2024 See Also - Exhibit 5 |
| 34-100443 | Jun 27, 2024 | SR-CboeEDGX-2024-039 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100442 | Jun 27, 2024 | SR-CboeBZX-2024-058 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |