National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99001 | Nov 21, 2023 | 4-698 | National Market System Plans (NMS) | Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail |
| 34-98928 | Nov 14, 2023 | 4-631 | National Market System Plans (NMS) | Notice of Filing of the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regula Comments Due: December 12, 2023 View Received Comments |
| 34-98514 | Sep 25, 2023 | SR-OPRA-2023-01 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Amendment to Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on the Amounts of Certain Port Fees Comments Due: October 20, 2023. Rebuttal comments should be submitted by November 3, 2023. |
| 34-98388 | Sep 14, 2023 | 4-443 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add MEMX LLC as a Plan Sponsor Comments Due: October 11, 2023 |
| 34-98290 | Sep 6, 2023 | 4-698 | National Market System Plans (NMS) | Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments See Also - Fact Sheet, Press Release |
| 34-98303 | Sep 6, 2023 | 4-546 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add MEMX, LLC, as a Participant Comments Due: October 3, 2023 Submit a Comment on 4-546
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| 34-98271 | Sep 1, 2023 | 4-757 | National Market System Plans (NMS) | Amended Order Directing the Exchanges and the Financial Industry Regulatory Authority, Inc., to File a National Market System Plan Regarding Consolidated Equity Market Data View Received Comments |
| 34-98165 | Aug 18, 2023 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: September 14, 2023 View Received Comments |
| 34-98012 | Jul 27, 2023 | SR-OPRA-2023-01 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Proposed Amendment to Modify the OPRA Fee Schedule Regarding Caps on Certain Port Fees Comments Due: August 23, 2023 |
| 34-97750 | Jun 16, 2023 | SR– NYSEArca–2023–42, 4-698 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: July 14, 2023 View Received Comments |