National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77538 | Apr 6, 2016 | SR-EDGX-2016-06 | EDGX Exchange (EDGX) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-In-Force Instructions See Also - Rel. No. 34-77142 |
| 34-77464 | Mar 29, 2016 | SR-EDGX-2016-04, SR-EDGA-2016-01, SR-BYX-2016-02, SR-BATS-2016-10 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc. See Also - Rel. No. 34-77146, Rel. No. 34-77147, Rel. No. 34-77155, Rel. No. 34-77156 |
| 34-77329 | Mar 9, 2016 | SR-EDGX-2016-16 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform. See Also - Exhibit 5 |
| 34-77298 | Mar 4, 2016 | SR-EDGX-2016-14 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E |
| 34-77242 | Feb 26, 2016 | SR-EDGX-2016-12 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform See Also - Exhibit 5 |
| 34-77211 | Feb 23, 2016 | SR-EDGX-2016-10 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as Applicable to the Equity Options Platform See Also - Exhibit 5 |
| 34-77181 | Feb 19, 2016 | SR-EDGX-2016-03 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, Amending the Exchange's Minor Rule Violation Plan See Also - Exhibit 5 |
| 34-77189 | Feb 19, 2016 | SR-EDGX-2016-08 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, To Amend the Operation of Orders With a Non-Displayed Instruction and Orders With Reserve Quantity View Received Comments See Also - Exhibit 5 |
| 34-77142 | Feb 16, 2016 | SR-EDGX-2016-06 | EDGX Exchange (EDGX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions See Also - Exhibit 5, Rel. No. 34-77538 |
| 34-77147 | Feb 16, 2016 | SR-EDGX-2016-04 | EDGX Exchange (EDGX) | Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 |