National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-59055 | Dec 4, 2008 | SR-Phlx-2008-58, SR-NYSEArca-2008-66, SR-ISE-2008-58, SR-CBOE-2008-72, SR-BSE-2008-51, SR-Amex-2008-68 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), Nasdaq ISE, LLC (ISE), Cboe Exchange, Inc. (CBOE), Boston Stock Exchange (BSE), American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust |
| 34-59050 | Dec 3, 2008 | SR-Amex-2008-70 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-Application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards View Received Comments See Also - Rel. No. 34-58570 |
| 34-58923 | Nov 10, 2008 | SR-Amex-2008-51 | American Stock Exchange (Amex) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) See Also - Rel. No. 34-58625 |
| 34-58814 | Oct 20, 2008 | SR-AMEX-2008-53 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change Related to Amendments to Rule 925 (Confirmations) and Rule 921 (Opening of Accounts) See Also - Rel. No. 34-58466 |
| 34-58712 | Oct 2, 2008 | SR-Amex-2008-73 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by American Stock Exchange LLC Relating to the Amex Price List After the Acquisition of NYSE Euronext |
| 34-58716 | Oct 2, 2008 | SR-Amex-2008-60 | American Stock Exchange (Amex) | Order Granting Approval of a Proposed Rule Change Relating to Margin Requirements for Fixed Return Options See Also - Rel. No. 34-58341 |
| 34-58705 | Oct 1, 2008 | SR-Amex-2008-63 | American Stock Exchange (Amex) | Order Granting Approval of Proposed Rule Change To Establish New Membership, Member Firm Conduct, and Equity Trading Rules Following the Exchange's Acquisition by NYSE Euronext See Also - Rel. No. 34-58265 |
| 34-58678 | Sep 29, 2008 | SR-Amex-2008-64 | American Stock Exchange (Amex) | Order Approving the Adoption of New Rule 478T To Set Forth the Temporary Procedures That Will Apply To Disciplinary Proceedings Pending as of the Closing Date of the Acquisition of Amex by NYSE Euronext See Also - Rel. No. 34-58286 |
| 34-58650 | Sep 25, 2008 | SR-Amex-2008-65 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change to Allow Issuers of Exchange-Traded Funds ("ETFs") and Structured Products Who Are Voluntarily Delisting the Securities From the Exchange and Re-Listing on Another National Securities Exchange to Submit to the Exchange a Letter from an Authorized Officer of the Issuer Rather Than a Certified Copy of Board of Directors Resolutions See Also - Rel. No. 34-58364 |
| 34-58625 | Sep 23, 2008 | SR-Amex-2008-51 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) See Also - Rel. No. 34-58923 |