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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79587 | Dec 16, 2016 | SR-NYSEAmex-2011-84, SR-NYSE-2011-55 | NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) | Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until June 30, 2017 View Received Comments See Also - Rel. No. 34-72732, Rel. No. 34-70085, Rel. No. 34-67347, Rel. No. 34-66928, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-66003, Rel. No. 34-65672 |
| 34-72732 | Jul 31, 2014 | SR-NYSEAmex-2011-84, SR-NYSE-2011-55 | NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) | Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until March 31, 2015 View Received Comments See Also - Rel. No. 34-79587, Rel. No. 34-70085, Rel. No. 34-67347, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-65672, Incoming Letter |
| 34-70085 | Jul 31, 2013 | SR-NYSEAmex-2011-84, SR-NYSE-2011-55 | NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) | Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs View Received Comments See Also - Rel. No. 34-79587, Rel. No. 34-67347, Rel. No. 34-66928, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-66003, Rel. No. 34-65672, Incoming Letter, Rel. No. 34-65671 |
| 34-67672 | Aug 15, 2012 | SR-NYSEAmex-2012-29 | NYSE Amex (NYSEAmex) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund View Received Comments See Also - Rel. No. 34-67278, Rel. No. 34-66984 |
| 34-67437 | Jul 13, 2012 | SR-NYSEAmex-2011-86, SR-NYSE-2011-56 | NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) | Order Disapproving Proposed Rule Changes to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and to Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information See Also - Rel. No. 34-66981, Rel. No. 34-66397, Rel. No. 34-66036, Rel. No. 34-65736 |
| 34-67421 | Jul 12, 2012 | SR-NYSEAmex-2012-31 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly See Also - Rel. No. 34-67057 |
| 34-67347 | Jul 3, 2012 | SR-NYSEAmex-2011-84, SR-NYSE-2011-55 | NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) | Order Granting Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date, and Granting Exemptions Pursuant to Rule 612(c) of Regulation NMS View Received Comments See Also - Rel. No. 34-79587, Rel. No. 34-70085, Rel. No. 34-66928, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-66003, Rel. No. 34-65672, Rel. No. 34-65671 |
| 34-67314 | Jun 29, 2012 | SR-NYSEAmex-2012-23 | NYSE Amex (NYSEAmex) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Amex Options Rule 928NY Specifying That the Potential Range for the Settings Applicable to the Market Maker Risk Limitation Mechanism Will Be Between One and 100 Executions Per Second, To Eliminate the Current Reference to the Default Setting and, in the Future, To Specify the Applicable Minimum, Maximum and Default Settings via Regulatory Bulletin See Also - Rel. No. 34-66857 |
| 34-67278 | Jun 27, 2012 | SR-NYSEAmex-2012-29 | NYSE Amex (NYSEAmex) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund Which List and Trade Under the Symbol SPY View Received Comments See Also - Rel. No. 34-67672, Rel. No. 34-66984 |
| 34-67223 | Jun 20, 2012 | SR-NYSEAmex-2012-24 | NYSE Amex (NYSEAmex) | Order Granting Approval of Proposed Rule Change To List Shares of the Nuveen Long/Short Commodity Total Return Fund Under NYSE Amex Rule 1600 et See Also - Rel. No. 34-66887 |