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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-77537 Apr 6, 2016 SR-EDGA-2016-02 EDGA Exchange (EDGA) Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions
See Also - Rel. No. 34-77141
34-77464 Mar 29, 2016 SR-EDGX-2016-04, SR-EDGA-2016-01, SR-BYX-2016-02, SR-BATS-2016-10 EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc.
See Also - Rel. No. 34-77146, Rel. No. 34-77147, Rel. No. 34-77155, Rel. No. 34-77156
34-77299 Mar 4, 2016 SR-EDGA-2016-05 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries
See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D
34-77190 Feb 19, 2016 SR-EDGA-2016-03 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, To Amend the Operation of Orders With a Non-Displayed Instruction and Orders With Reserve Quantity
See Also - Exhibit 5
34-77141 Feb 16, 2016 SR-EDGA-2016-02 EDGA Exchange (EDGA) Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions
See Also - Exhibit 5, Rel. No. 34-77537
34-77146 Feb 16, 2016 SR-EDGA-2016-01 EDGA Exchange (EDGA) Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc.
See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464
34-76851 Jan 7, 2016 SR-EDGA-2015-49 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers
See Also - Exhibit 5
34-76777 Dec 28, 2015 SR-EDGA-2015-45 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
See Also - Exhibit 5
34-76759 Dec 23, 2015 SR-EDGA-2015-48 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination
See Also - Exhibit 5
34-76711 Dec 21, 2015 SR-EDGA-2015-46 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
See Also - Exhibit 5