National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-86204 | Jun 26, 2019 | SR-BYX-2012-019 | BATS Y-Exchange (BYX) | Cboe BYX Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program |
| 34-84845 | Dec 18, 2018 | SR-BYX-2012-019 | BATS Y-Exchange (BYX) | Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program |
| 34-83756 | Aug 1, 2018 | SR-BYX-2012-019 | BATS Y-Exchange (BYX) | Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program |
| 34-81364 | Aug 8, 2017 | SR-BYX-2012-019 | BATS Y-Exchange (BYX) | Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program |
| 34-78178 | Jun 28, 2016 | SR-BYX-2012-019 | BATS Y-Exchange (BYX) | BATS BYX-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program |
| 34-78178 | Jun 28, 2016 | SR-BYX-2012-019 | BATS Y-Exchange (BYX) | BATS BYX-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program See Also - Rel. No. 34-68049, Rel. No. 34-68303, Rel. No. 34-67734, 34-74115.pdf |
| 34-77607 | Apr 13, 2016 | SR-BYX-2016-03 | BATS Y-Exchange (BYX) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-In-Force Instructions See Also - Rel. No. 34-77213 |
| 34-77464 | Mar 29, 2016 | SR-EDGX-2016-04, SR-EDGA-2016-01, SR-BYX-2016-02, SR-BATS-2016-10 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc. See Also - Rel. No. 34-77146, Rel. No. 34-77147, Rel. No. 34-77155, Rel. No. 34-77156 |
| 34-77308 | Mar 7, 2016 | SR-BYX-2016-07 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D |
| 34-77213 | Feb 23, 2016 | SR-BYX-2016-03 | BATS Y-Exchange (BYX) | Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-In Force Instructions See Also - Exhibit 5, Rel. No. 34-77607 |