National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88008 | Jan 21, 2020 | SR-BatsBZX-2017-34 | Bats BZX Exchange, Inc. (BatsBZX) | Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 View Received Comments |
| 34-84670 | Nov 28, 2018 | SR-BatsBZX-2017-34 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Amendment No. 2 To Proposed Rule Change To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 View Received Comments |
| 34-83723 | Jul 26, 2018 | SR-BatsBZX-2016-30 | Bats BZX Exchange, Inc. (BatsBZX) | Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust |
| 34-83723 | Jul 26, 2018 | SR-BatsBZX-2016-30 | Bats BZX Exchange, Inc. (BatsBZX) | Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust View Received Comments |
| 34-83679 | Jul 20, 2018 | SR-BatsBZX-2017-72 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, To List and Trade Shares of the Innovator S&P 500 Buffer ETF Series, Innovator S&P 500 Power Buffer ETF Series, and Innovator S&P 500 Ultra Buffer ETF Series Under Rule 14.11(i) |
| 34-83271 | May 17, 2018 | SR-BatsBZX-2017-72 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Innovator S&P 500 Buffer ETF Series, Innovator S&P 500 Power Buffer ETF Series, Innovator S&P 500 Enhance and Buffer ETF Series, and Innovator S&P 500 Ultra ETF Series Under Rule 14.11(i) |
| 34-82896 | Mar 16, 2018 | SR-BatsBZX-2017-34 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Motion for Extension of Time |
| 34-82896 | Mar 16, 2018 | SR-BatsBZX-2017-34 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Motion for Extension of Time View Received Comments |
| 34-82794 | Mar 1, 2018 | SR-BatsBZX-2017-34 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Petitions for Review and Scheduling Filing of Statements |
| 34-82794 | Mar 1, 2018 | SR-BatsBZX-2017-34 | Bats BZX Exchange, Inc. (BatsBZX) | Securities Exchange Act of 1934; Order Granting Petitions for Review and Scheduling Filing of Statements View Received Comments See Also - Motion for Extension of Time [Nasdaq and NYSE], Response to Motion for Extension of Time [Cboe BZX] |