National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100205 | May 21, 2024 | SR-LTSE-2024-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change to Amend its Trading Rules in Connection with its Transition to a New Trading Platform Comments Due: June 18, 2024 See Also - Exhibit 5 Submit a Comment on SR-LTSE-2024-03
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| 34-99378 | Jan 17, 2024 | SR-LTSE-2024-02 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whe Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
| 34-97693 | Jun 9, 2023 | SR-LTSE-2023-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: July 6, 2023 See Also - Exhibit 5 |
| 34-97494 | May 11, 2023 | SR-LTSE-2023-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.250 to Remove Obsolete Text Comments Due: June 7, 2023 See Also - Exhibit 5 |
| 34-97365 | Apr 24, 2023 | SR-LTSE-2023-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation |
| 34-97346 | Apr 21, 2023 | SR-LTSE-2023-02 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Term That Newly and Currently Listed Companies May Receive Capital Markets Solutions on a Complimentary Basis Under LTSE Rule 14.602 Comments Due: May 18, 2023 See Also - Exhibit 5 |
| 34-97123 | Mar 13, 2023 | SR-LTSE-2023-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96639 | Jan 11, 2023 | SR-LTSE-2022-06 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements Comments Due: February 8, 2023 |
| 34-95883 | Sep 22, 2022 | SR-LTSE-2022-05 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend LTSE Rule 11.270, Clearly Erroneous Executions Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95460 | Aug 9, 2022 | SR-LTSE-2022-04 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Annual Listing Fee Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |