National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |
34-100567 | Jul 19, 2024 | SR-BOX-2024-07, SR-CBOE-2024-005, SR-ISE-2024-03, SR-ISE-2024-14, SR-MIAX-2024-03, SR-NYSEAMER-2024-10, SR-PEARL-2024-03 | BOX Exchange LLC (BOX), Cboe Exchange, Inc. (CBOE), Nasdaq ISE, LLC (ISE), Miami International Securities Exchange, LLC (MIAX), NYSE American LLC (NYSEAMER), MIAX PEARL, LLC (PEARL) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Permit the Listing and Trading of Options on Trusts That Hold Bitcoin View Received Comments Submit a Comment on SR-BOX-2024-07
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34-100548 | Jul 17, 2024 | SR-CBOE-2024-032 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
34-100524 | Jul 12, 2024 | SR-CBOE-2024-031 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce the Length of Time Between the End of its Current Global Trading Hours ("Global Trading Hours" or "GTH") Session and the Beginning of its Regular Trading Hours ("Regular Trad Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5a, Exhibit 5b |
34-100520 | Jul 12, 2024 | SR-CBOE-2024-030 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Strike Interval for Options on SPDR® Gold Shares Comments Due: 21 days after publication in the Federal Register. |
34-100487 | Jul 10, 2024 | SR-CBOE-2023-063 | Cboe Exchange, Inc. (CBOE) | Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange’s Rules Relating to Position and Exercise Limits View Received Comments |
34-100444 | Jun 27, 2024 | SR-CBOE-2024-028 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: July 24, 2024 See Also - Exhibit 5 |
34-100426 | Jun 25, 2024 | SR-CBOE-2024-027 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: July 22, 2024 See Also - Exhibit 5 |
34-100409 | Jun 24, 2024 | SR-CBOE-2024-022 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01 Comments Due: July 19, 2024 See Also - Exhibit 5 |
34-100370 | Jun 18, 2024 | SR-CBOE-2024-025 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: July 16, 2024 See Also - Exhibit 5 |