National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-75832 | Sep 3, 2015 | SR-BATS-2015-69 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1) See Also - Exhibit 5, Rel. No. 34-76204 |
| 34-75785 | Aug 28, 2015 | SR-BATS-2015-64 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as BZX Book Viewer See Also - Exhibit 5 |
| 34-75769 | Aug 27, 2015 | SR-BATS-2015-65 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX See Also - Exhibit 5 |
| 34-75754 | Aug 25, 2015 | SR-BATS-2015-63 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-75723 | Aug 18, 2015 | SR-BATS-2015-60 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-75711 | Aug 17, 2015 | SR-BATS-2015-62 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BZX Book Viewer See Also - Exhibit 5 |
| 34-75693 | Aug 13, 2015 | SR-BATS-2015-57 | BATS Exchange (BATS) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. View Received Comments See Also - Exhibit 4, Exhibit 5, Rel. No. 34-76393, Rel. No. 34-75970 |
| 34-75678 | Aug 12, 2015 | SR-BATS-2015-58 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-75664 | Aug 11, 2015 | SR-BATS-2015-56 | BATS Exchange (BATS) | Notice of Filing of a Proposal To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. View Received Comments See Also - Rel. No. 34-76394, Rel. No. 34-76019 |
| 34-75567 | Jul 30, 2015 | SR-BATS-2015-54 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of SR-BATS-2015-51 View Received Comments |