National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79564 | Dec 15, 2016 | SR-NYSEMKT-2016-116 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions to Take Place at a Price That Is Below $1 Per Option Contract Until July 5, 2017 See Also - Exhibit 5 |
| 34-79559 | Dec 14, 2016 | SR-NYSEMKT-2016-115 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| 34-79558 | Dec 14, 2016 | SR-NYSEMKT-2016-114 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| 34-79525 | Dec 12, 2016 | SR-NYSEMKT-2016-111 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues See Also - Exhibit 5 |
| 34-79510 | Dec 8, 2016 | SR-NYSEMKT-2016-58 | NYSE MKT (NYSEMKT) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Amendments to NYSE MKT Rules 1600 et seq. and the Listing Rules Applicable to the Shares of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund View Received Comments See Also - Rel. No. 34-79561, Rel. No. 34-78804, Rel. No. 34-78432, Rel. No. 34-78000 |
| 34-79509 | Dec 8, 2016 | SR-NYSEMKT-2016-112 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program See Also - Exhibit 5 |
| 34-79475 | Dec 6, 2016 | SR-NYSEMKT-2016-113 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 67-Equities To Modify the Web Site Data Publication Requirements Relating to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-79479 | Dec 6, 2016 | SR-NYSEMKT-2016-104 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That the Exchange Would Not Be Required To Report to the Securities Information Processor an Official Closing Price, as Defined Under Rule 123C(1)(e)(i)-Equities, as an "M" Sale Condition |
| 34-79468 | Dec 5, 2016 | SR-NYSEMKT-2016-110 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule To Expand the Risk Limitation Mechanism to All Orders, Including Complex Orders See Also - Exhibit 5 |
| 34-79443 | Dec 1, 2016 | SR-NYSEMKT-2016-109 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing Business Continuity and Disaster Recovery Planning See Also - Exhibit 5 |