National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92199 | Jun 16, 2021 | SR-CboeEDGX-2021-021, SR-CboeEDGA-2021-009, SR-CboeBZX-2021-028, SR-CboeBYX-2021-009, SR-CBOE-2021-023, SR-C2-2021-007 | Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments Submit a Comment on SR-C2-2021-007
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| 34-92149 | Jun 10, 2021 | SR-CboeBYX-2021-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: July 7, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91804 | May 10, 2021 | SR-CboeBYX-2021-012 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session Comments Due: June 4, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91761 | May 4, 2021 | SR-CboeBYX-2021-011 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 See Also - Exhibit 5 |
| 34-91729 | Apr 29, 2021 | SR-CboeBYX-2021-009 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe BYX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91593 | Apr 16, 2021 | SR-CboeBYX-2021-010 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Comments Due: May 13, 2021 See Also - Exhibit 5 |
| 34-91548 | Apr 14, 2021 | SR-CboeBYX-2021-008 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 Comments Due: May 11, 2021 See Also - Exhibit 5 |
| 34-91423 | Mar 26, 2021 | SR-CboeBYX-2020-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of Amendments No. 3 and No. 4, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 3 and No. 4, To Introduce Periodic Auctions for the Trading of U.S. Equity Securities Comments Due: April 22, 2021 View Received Comments |
| 34-91273 | Mar 5, 2021 | SR-CboeBYX-2021-006 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13 (Order Execution and Routing), as Well as its Fee Schedule, To Delete References to the INET and RDOX Routing Options Comments Due: April 1, 2021 See Also - Exhibit 5 |
| 34-91006 | Jan 28, 2021 | SR-CboeBYX-2021-005 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's CAT Compliance Rule To Be Consistent With a Conditional Exemption Granted by the SEC From Certain Allocation Reporting Requirements Comments Due: February 24, 2021 |