National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91897 | May 14, 2021 | SR-BOX-2021-11 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Rule 7135 (Execution and Pro Rata Priority) and Rule 8055 (Lead Market Makers) Comments Due: June 10, 2021 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-BOX-2021-11
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| 34-91836 | May 11, 2021 | SR-BOX-2021-08 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Policy Relating to Billing Errors Comments Due: June 7, 2021 See Also - Exhibit 5 |
| 34-91714 | Apr 29, 2021 | SR-BOX-2021-07 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: May 26, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91688 | Apr 27, 2021 | SR-BOX-2021-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendment set Forth in SR-BOX-2021-02 From April 30, 2021, to June 30, 2021 Comments Due: May 24, 2021 See Also - Exhibit 5 |
| 34-91670 | Apr 26, 2021 | SR-BOX-2021-05 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: May 24, 2021 See Also - Exhibit 5 |
| 34-91656 | Apr 23, 2021 | SR-BOX-2021-10 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust SM Comments Due: May 20, 2021 See Also - Exhibit 5 |
| 34-91585 | Apr 16, 2021 | SR-BOX-2021-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: May 13, 2021 See Also - Exhibit 5 |
| 34-91368 | Mar 19, 2021 | SR-BOX-2020-38 | BOX Exchange LLC (BOX) | Order Approving a Proposed Rule Change To Amend BOX Rule 7620 (Accommodation Transactions) Comments Due: January 21, 2021 |
| 34-91077 | Feb 8, 2021 | SR-BOX-2020-38 | BOX Exchange LLC (BOX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend BOX Rule 7620 (Accommodation Transactions) Comments Due: January 21, 2021 |
| 34-90987 | Jan 25, 2021 | SR-BOX-2020-16 | BOX Exchange LLC (BOX) | Order Disapproving Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange Comments Due: June 22, 2020 View Received Comments |