National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60221 | Jul 1, 2009 | SR-BX-2009-033 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule To Remove Three Classes From the Liquidity Make or Take Pricing Structure |
| 34-60198 | Jun 30, 2009 | SR-BX-2009-034 | Nasdaq BX, Inc. (BX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility |
| 34-60174 | Jun 25, 2009 | SR-BX-2009-030 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility |
| 34-60163 | Jun 23, 2009 | SR-BX-2009-025 | Nasdaq BX, Inc. (BX) | Order Approving Proposed Rule Change to Retroactively Amend the Fee Schedule to Clarify and Correct References to the Volume Discount Given to Market Makers See Also - Rel. No. 34-59919 |
| 34-60165 | Jun 23, 2009 | SR-BX-2009-029 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Flash and Cancel Order |
| 34-60158 | Jun 22, 2009 | SR-BX-2009-028 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan See Also - Rel. No. 34-60530 |
| 34-60026 | Jun 2, 2009 | SR-BX-2009-020 | Nasdaq BX, Inc. (BX) | Order Approving Proposed Rule Change Regarding Market Maker Obligations See Also - Rel. No. 34-59804 |
| 34-59999 | May 28, 2009 | SR-BX-2009-026 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing |
| 34-59983 | May 27, 2009 | SR-BX-2009-027 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchange's Directed Order Process on the Boston Options Exchange |
| 34-59919 | May 14, 2009 | SR-BX-2009-025 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Retroactively Amend the Fee Schedule To Clarify and Correct References to the Volume Discount Given to Market Makers See Also - Rel. No. 34-60163 |