National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-60814 | Oct 13, 2009 | SR-BX-2009-063 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 on the Boston Options Exchange Facility |
34-60818 | Oct 13, 2009 | SR-BX-2009-048 | Nasdaq BX, Inc. (BX) | Order Approving a Proposed Rule Change To Amend the Grandfathered Rules of the Exchange See Also - Rel. No. 34-60591 |
34-60793 | Oct 6, 2009 | SR-BX-2009-059 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Potential Payment Amounts Available Under Rule 4626 |
34-60777 | Oct 2, 2009 | SR-BX-2009-060 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposal To Amend Exchange Rule 11890 Governing Clearly Erroneous Executions Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act") 1 |
34-60686 | Sep 18, 2009 | SR-BX-2009-041 | Nasdaq BX, Inc. (BX) | Order Approving a Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and To Modify Related Rules See Also - Rel. No. 34-60686 |
34-60668 | Sep 14, 2009 | SR-BX-2009-043 | Nasdaq BX, Inc. (BX) | Order Approving Proposed Rule Change To Extend a Holiday for Certain Registration and Processing Fees for Associated Persons See Also - Rel. No. 34-60427 |
34-60662 | Sep 11, 2009 | SR-BX-2009-053 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule |
34-60633 | Sep 8, 2009 | SR-BX-2009-052 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Audit Trail Information |
34-60634 | Sep 8, 2009 | SR-BX-2009-055 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Retroactively Correct an Error in Rule 7018 See Also - Rel. No. 34-60863 |
34-60609 | Sep 1, 2009 | SR-BX-2009-056 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of the Boston Options Exchange Facility |