National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60845 | Oct 20, 2009 | SR-Phlx-2009-88, SR-NASDAQ-2009-087, SR-BX-2009-061 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc. |
| 34-60832 | Oct 16, 2009 | SR-BX-2009-066 | Nasdaq BX, Inc. (BX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Chapter XII of the BOX Rules |
| 34-60826 | Oct 14, 2009 | SR-BX-2009-062 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7015 Governing Access Services To Add an Additional Service and Related Fee, and To Make a Technical Change |
| 34-60818 | Oct 13, 2009 | SR-BX-2009-048 | Nasdaq BX, Inc. (BX) | Order Approving a Proposed Rule Change To Amend the Grandfathered Rules of the Exchange See Also - Rel. No. 34-60591 |
| 34-60814 | Oct 13, 2009 | SR-BX-2009-063 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 on the Boston Options Exchange Facility |
| 34-60793 | Oct 6, 2009 | SR-BX-2009-059 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Potential Payment Amounts Available Under Rule 4626 |
| 34-60777 | Oct 2, 2009 | SR-BX-2009-060 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposal To Amend Exchange Rule 11890 Governing Clearly Erroneous Executions Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act") 1 |
| 34-60686 | Sep 18, 2009 | SR-BX-2009-041 | Nasdaq BX, Inc. (BX) | Order Approving a Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and To Modify Related Rules See Also - Rel. No. 34-60686 |
| 34-60668 | Sep 14, 2009 | SR-BX-2009-043 | Nasdaq BX, Inc. (BX) | Order Approving Proposed Rule Change To Extend a Holiday for Certain Registration and Processing Fees for Associated Persons See Also - Rel. No. 34-60427 |
| 34-60662 | Sep 11, 2009 | SR-BX-2009-053 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule |