National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-60958 | Nov 6, 2009 | SR-BX-2009-070 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System See Also - Exhibit 5 |
| 34-60950 | Nov 6, 2009 | SR-BX-2009-069 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program |
| 34-60934 | Nov 4, 2009 | SR-BX-2009-071 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility |
| 34-60894 | Oct 28, 2009 | SR-BX-2009-068 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality |
| 34-60886 | Oct 27, 2009 | SR-BX-2009-067 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of and Expand the Penny Pilot Program on the Boston Options Exchange Facility |
| 34-60863 | Oct 22, 2009 | SR-BX-2009-055 | Nasdaq BX, Inc. (BX) | Order Approving a Proposed Rule Change To Retroactively Correct an Error in Rule 7018 See Also - Rel. No. 34-60634 |
| 34-60845 | Oct 20, 2009 | SR-Phlx-2009-88, SR-NASDAQ-2009-087, SR-BX-2009-061 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc. |
| 34-60832 | Oct 16, 2009 | SR-BX-2009-066 | Nasdaq BX, Inc. (BX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Chapter XII of the BOX Rules |
| 34-60826 | Oct 14, 2009 | SR-BX-2009-062 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7015 Governing Access Services To Add an Additional Service and Related Fee, and To Make a Technical Change |
| 34-60814 | Oct 13, 2009 | SR-BX-2009-063 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 on the Boston Options Exchange Facility |