National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65563 | Oct 14, 2011 | SR-NYSEAmex-2011-78 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, NYSE Euronext, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. View Received Comments See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I, Exhibit 5J, Exhibit 5K, Exhibit 5L, Exhibit 5M, Exhibit 5N, Exhibit 5O, Exhibit 5P, Exhibit 5Q, Rel. No. 34-66171 |
| 34-65572 | Oct 14, 2011 | SR-NYSEAmex-2011-61 | NYSE Amex (NYSEAmex) | Order Granting Approval of Proposed Rule Change Adding Commentary .01 to Rule 925.1NY Concerning Market Maker Continuous Quoting Obligations and Adjusted Option Series See Also - Rel. No. 34-65209 |
| 34-65549 | Oct 13, 2011 | SR-NYSEAmex-2011-77 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendments to the NYSE Amex Options Fee Schedule Relating to Electronic Complex Orders See Also - Exhibit 5 |
| 34-65524 | Oct 7, 2011 | SR-NYSEAMEX-2011-74 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rules 132A, 132B, and 132C, Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System ("OATS") Rules, and Making Certain Conforming Changes |
| 34-65505 | Oct 6, 2011 | SR-NYSEAmex-2011-76 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Rule 975NY (Obvious and Catastrophic Errors) See Also - Exhibit 5 |
| 34-65472 | Oct 3, 2011 | SR-NYSEAmex-2011-72 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Applicable to Qualified Contingent Cross Orders in the Options Fee Schedule See Also - Exhibit 5 |
| 34-65451 | Sep 30, 2011 | SR-NYSEAmex-2011-64 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change Amending NYSE Amex Options Rule 993NY(b)(2) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the Text of NYSE Amex Options Rule 993NY(b)(1)(B) to More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority See Also - Rel. No. 34-65181 |
| 34-65457 | Sep 30, 2011 | SR-NYSEAmex-2011-63 | NYSE Amex (NYSEAmex) | Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program That Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify the NYSE Amex Equities Rule 17(c)(2)(A)(ii) to More Accurately Reflect the Regulatory Services Agreement Between the Exchange and the Financial Industry Regulatory Authority See Also - Rel. No. 34-65184 |
| 34-65421 | Sep 28, 2011 | SR-NYSEAmex-2011-70 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 903 in Order To Simplify the $1 Strike Price Program See Also - Exhibit 5 |
| 34-65432 | Sep 28, 2011 | SR-NYSEAmex-2011-73 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 80B To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility View Received Comments |