National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79672 | Dec 22, 2016 | SR-NYSEMKT-2016-63 | NYSE MKT (NYSEMKT) | Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees View Received Comments See Also - Rel. No. 34-80309, Rel. No. 34-79378, Rel. No. 34-78968, Rel. No. 34-78629, Rel. No. 34-80077 |
| 34-79658 | Dec 22, 2016 | SR-NYSEMKT-2016-119 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change To Conform to Proposed Amendments to Securities Exchange Act Rule 15c6-1(a) To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date ("T+3") to Two Business Days After the Trade Date ("T+2") See Also - Rel. No. 34-80020 |
| 34-79675 | Dec 22, 2016 | SR-NYSEMKT-2016-122 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc. View Received Comments See Also - Exhibit 5, Rel. No. 34-79901 |
| 34-79640 | Dec 21, 2016 | SR-NYSEMKT-2016-117 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To (1) Change How Orders Would Be Processed When the Protected Best Bid ("PBB") Is Higher Than the Protected Best Offer ("PBO") (The "PBBO") in Certain Circumstances, and (2) Adopt a Limit Order Price Protection Mechanism See Also - Exhibit 5 |
| 34-79642 | Dec 21, 2016 | SR-NYSEMKT-2016-118 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D-Equities and the Listed Company Manual See Also - Exhibit 5 |
| 34-79651 | Dec 21, 2016 | SR-NYSEMKT-2016-121 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| 34-79645 | Dec 21, 2016 | NYSE MKT (NYSEMKT) | Notice for Securities Industry Registration ("Form U5") and Any Amendments Thereto View Received Comments See Also - Rel. No. 34-80154, Rel. No. 34-78598, Rel. No. 34-78198 |
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| 34-79611 | Dec 20, 2016 | SR-NYSEMKT-2016-99 | NYSE MKT (NYSEMKT) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading See Also - Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New , Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from E, Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchan, Notice of Filing of Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Security the DMM has a Long (Short) Position Durin |
| 34-79599 | Dec 19, 2016 | SR-NYSEMKT-2016-120 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending Rule 971.1NY and to Make Permanent the Aspects of Customer Best Execution Auction that Are Subject to a Pilot See Also - Exhibit 3, Exhibit 5, Rel. No. 34-79830 |
| 34-79564 | Dec 15, 2016 | SR-NYSEMKT-2016-116 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions to Take Place at a Price That Is Below $1 Per Option Contract Until July 5, 2017 See Also - Exhibit 5 |