National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98944 | Nov 15, 2023 | SR-NYSEARCA-2023-63 | NYSE Arca (NYSEARCA) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) |
| 34-98899 | Nov 9, 2023 | SR-NYSEARCA-2023-77 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Comments Due: December 6, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEARCA-2023-77
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| 34-98894 | Nov 9, 2023 | SR-NYSEARCA-2023-76 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: December 6, 2023 See Also - Exhibit 5 |
| 34-98876 | Nov 7, 2023 | SR-NYSEARCA-2023-74 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department |
| 34-98857 | Nov 3, 2023 | SR-NYSEARCA-2023-73 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E Comments Due: days after publication in the Federal Register. Comments Due: November 30, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98780 | Oct 23, 2023 | SR-NYSEARCA-2023-70 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: November 17, 2023 View Received Comments |
| 34-98765 | Oct 17, 2023 | SR-NYSEARCA-2023-71 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the John Hancock Fundamental All Cap Core ETF Under Rule 8.601-E, Active Proxy Portfolio Shares Comments Due: November 13, 2023 |
| 34-98693 | Oct 5, 2023 | SR-NYSEARCA-2023-69 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: November 3, 2023 See Also - Exhibit 5 |
| 34-98676 | Oct 3, 2023 | SR-NYSEARCA-2023-68 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Modify the Options Regulatory Fee Comments Due: October 31, 2023 See Also - Exhibit 5 |
| 34-98663 | Sep 29, 2023 | SR-NYSEARCA-2023-67 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the American Century Focused Dynamic Growth ETF and the American Century Focused Large Cap Value ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shar Comments Due: October 25, 2023 |