National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97973 | Jul 25, 2023 | SR-NASDAQ-2023-024 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4752, 4753, and 4754 Comments Due: August 21, 2023 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2023-024
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| 34-97939 | Jul 18, 2023 | SR-NASDAQ-2023-020 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Provide Eligible Individuals Another Opportunity to Elect to Participate in the Maintaining Qualifications Program Comments Due: August 14, 2023 |
| 34-97922 | Jul 17, 2023 | SR-NASDAQ-2023-019 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 11, 2023 View Received Comments |
| 34-97905 | Jul 13, 2023 | SR-NASDAQ-2023-016 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments |
| 34-97870 | Jul 10, 2023 | SR-NASDAQ-2023-018 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 3 Rules Comments Due: August 4, 2023 See Also - Exhibit 5 |
| 34-97844 | Jul 6, 2023 | SR-NASDAQ-2022-079 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods |
| 34-97833 | Jul 3, 2023 | SR-NASDAQ-2023-017 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A Comments Due: July 31, 2023 See Also - Exhibit 5 |
| 34-97687 | Jun 9, 2023 | SR-NASDAQ-2023-005 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation Comments Due: July 6, 2023 See Also - Exhibit 5 |
| 34-97664 | Jun 7, 2023 | SR-NASDAQ-2023-015 | The Nasdaq Stock Market LLC (NASDAQ) | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Transaction Credit at Equity 7, Section 118 Comments Due: July 5, 2023 See Also - Exhibit 5 |
| 34-97471 | May 10, 2023 | SR-NASDAQ-2023-011 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Comments Due: June 6, 2023 See Also - Exhibit 5 |