National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99187 | Dec 15, 2023 | SR- NASDAQ-2023-054 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: January 11, 2024 See Also - Exhibit 5 Submit a Comment on SR- NASDAQ-2023-054
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| 34-99176 | Dec 14, 2023 | SR-NASDAQ-2023-053 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 114(f) Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99163 | Dec 13, 2023 | SR-NASDAQ-2023-055 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Commodity-Based Trust Shares in Nasdaq Rule 5711(d)(iv)(A) and to Correct a Typographical Error in Nasdaq Rule 5711(d)(iv)(B) Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99126 | Dec 8, 2023 | SR-NASDAQ-2023-052 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 4, 2024 See Also - Exhibit 5 |
| 34-99102 | Dec 7, 2023 | SR-NASDAQ-2023-051 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 4A to Adopt Monthly Options Series Comments Due: January 3, 2024 See Also - Exhibit 5 |
| 34-99081 | Dec 5, 2023 | SR-NASDAQ-2023-045 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) View Received Comments |
| 34-99044 | Nov 30, 2023 | SR-NASDAQ-2023-049 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New LSTY Routing Option Under Rule 4758 Comments Due: December 27, 2024 See Also - Exhibit 5 |
| 34-99042 | Nov 30, 2023 | SR-NASDAQ-2023-048 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies Comments Due: December 27, 2023 See Also - Exhibit 5 |
| 34-98948 | Nov 15, 2023 | SR-NASDAQ-2023-035 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) |
| 34-98954 | Nov 15, 2023 | SR-NASDAQ-2023-046 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle Comments Due: December 12, 2023 See Also - Exhibit 5 |