National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-97420 | May 2, 2023 | SR-PEARL-2023-19 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: May 30, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-19
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34-97417 | May 2, 2023 | SR-PEARL-2023-18 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: May 30, 2023 View Received Comments See Also - Exhibit 5 |
34-97308 | Apr 13, 2023 | SR-PEARL-2023-16 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: May 10, 2023 See Also - Exhibit 5 |
34-97305 | Apr 13, 2023 | SR-PEARL-2023-17 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: May 10, 2023 See Also - Exhibit 5 |
34-97236 | Mar 31, 2023 | SR-PEARL-2023-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 2617 and 2626 Regarding Retail Orders Routed Pursuant to the Route to Primary Auction Routing Option Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97168 | Mar 20, 2023 | SR-PEARL-2023-13 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97124 | Mar 13, 2023 | SR-PEARL-2023-10 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97093 | Mar 9, 2023 | SR-PEARL-2023-11 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97077 | Mar 8, 2023 | SR-PEARL-2023-06 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97082 | Mar 8, 2023 | SR-PEARL-2023-05 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |