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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-94567 Mar 31, 2022 SR-NYSENAT-2022-04 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers
Comments Due: April 27, 2022
See Also - Exhibit 5
34-94418 Mar 15, 2022 SR-NYSENAT-2022-02 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12
Comments Due: April 11, 2022
See Also - Exhibit 5
34-94052 Jan 25, 2022 SR-NYSENAT-2022-01 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 10.9120
Comments Due: February 22, 2022
See Also - Exhibit 5
34-93919 Jan 6, 2022 SR-NYSENAT-2021-25 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments Due: February 2, 2022
34-93903 Jan 5, 2022 SR-NYSENAT-2021-24 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository
Comments Due: February 1, 2022
34-93810 Dec 17, 2021 SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Comments Due: January 13, 2022 Rebuttal comments due: January 27, 2022
View Received Comments
34-93592 Nov 16, 2021 SR-NYSENAT-2021-22 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users
Comments Due: December 13, 2021
See Also - Exhibit 5
34-93576 Nov 15, 2021 SR-NYSENAT-2021-21 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
Comments Due: December 10, 2021
See Also - Exhibit 5
34-93567 Nov 12, 2021 SR-NYSENAT-2021-23 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Regarding Colocation Services
Comments Due: December 9, 2021
View Received Comments
See Also - Exhibit 5
34-93359 Oct 15, 2021 SR-NYSENAT-2021-20 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10
Comments Due: November 12, 2021
See Also - Exhibit 5