National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79982 | Feb 7, 2017 | SR-NYSEMKT-2017-04 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform View Received Comments See Also - Exhibit 5, 34-80577.pdf, Rel. No. 34-79982 |
| 34-79911 | Jan 31, 2017 | SR-NYSEMKT-2017-02 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Rule 6800 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail View Received Comments See Also - Exhibit 5 |
| 34-79895 | Jan 30, 2017 | SR-NYSEMKT-2017-03 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 900.3NY, Rule 961NY, Make a Conforming Change to Rule 935NY, and Eliminate Section 910-AEMI of the AEMI Rules, and Sections 910 and 910-AEMI of the NYSE MKT Company Guide See Also - Exhibit 5 |
| 34-79901 | Jan 30, 2017 | SR-NYSEMKT-2016-122, SR-NYSEArca-2016-167, SR-NYSE-2016-90 | NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE) | Order Approving Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, in Connection With the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc. View Received Comments See Also - Rel. No. 34-79671, Rel. No. 34-79678, Rel. No. 34-79675 |
| 34-79830 | Jan 18, 2017 | SR-NYSEMKT-2016-120 | NYSE MKT (NYSEMKT) | Order Granting Accelerated Approval of a Proposed Rule Change To Amend NYSE MKT Rule 971.1NY and Make Permanent the Aspects of Customer Best Execution Auction That Are Subject to a Pilot See Also - Rel. No. 34-79599 |
| 34-79737 | Jan 4, 2017 | SR-NYSEMKT-2016-127 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| 34-79728 | Jan 4, 2017 | SR-NYSEMKT-2016-126 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to Co-Location Services To Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products See Also - Exhibit 5 |
| 34-79738 | Jan 4, 2017 | SR-NYSEMKT-2016-103 | NYSE MKT (NYSEMKT) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform View Received Comments See Also - Rel. No. 34-80746, Rel. No. 34-80097, Rel. No. 34-79400 |
| 34-79720 | Jan 3, 2017 | SR-NYSEMKT-2016-102 | NYSE MKT (NYSEMKT) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX View Received Comments See Also - Rel. No. 34-79328 |
| 34-79717 | Dec 30, 2016 | SR-NYSEMKT-2016-123 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services See Also - Exhibit 5 |