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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99310 SEC Issue Date:Jan 10, 2024 File Number:SR-CboeBZX-2024-001 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Remove the Cross Asset Tier
Comments Due: February 7, 2024
See Also - Exhibit 5
Release Number:34-99299 SEC Issue Date:Jan 9, 2024 File Number:SR-CboeBZX-2023-107 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of a Proposed Rule Change to Make Permanent Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments Due: February 6, 2024
See Also - Exhibit 3, Exhibit 5
Release Number:34-99292 SEC Issue Date:Jan 8, 2024 File Number: SR-CboeBZX-2023-042 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: February 2, 2024
Release Number:34-99290 SEC Issue Date:Jan 8, 2024 File Number:SR-CboeBZX-2023-044 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of Amendment No. 3 to a Proposed Rule Change to List and Trade Shares of the Fidelity Wise Origin Bitcoin Fund under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: February 2, 2024
Release Number:34-99289 SEC Issue Date:Jan 8, 2024 File Number:SR-CboeBZX-2023-040 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: February 2, 2024
Release Number:34-99288 SEC Issue Date:Jan 8, 2024 File Number:SR-CboeBZX-2023-028 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of Amendment No. 5 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: February 2, 2024
Release Number:34-99286 SEC Issue Date:Jan 8, 2024 File Number:SR-CboeBZX-2023-072 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: February 2, 2024
Release Number: 34-99283 SEC Issue Date:Jan 8, 2024 File Number:SR-CboeBZX-2023-038 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: February 2, 2024
Release Number:34-99247 SEC Issue Date:Dec 27, 2023 File Number:SR-CboeBZX-2023-063 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange
Comments Due: January 24, 2024. Rebuttal comments should be submitted by February 7, 2024.
View Received Comments
Release Number:34-99224 SEC Issue Date:Dec 21, 2023 File Number:SR-CboeBZX-2023-102 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22 to Introduce a New Data Product to be Known as the Short Interest Report
Comments Due: January 18, 2024