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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-83640 Jul 16, 2018 SR-CboeBZX-2018-050 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
See Also - Exhibit 5
34-83596 Jul 5, 2018 SR-CboeBZX-2018-047 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.8, General Listings Requirements-Tier I
View Received Comments
See Also - Exhibit 5
34-83594 Jul 5, 2018 SR-CboeBZX-2018-044 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.11(c), Index Fund Shares
View Received Comments
34-83597 Jul 5, 2018 SR-CboeBZX-2018-046 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BZX Rule 14.13, Company Listing Fees
See Also - Exhibit 5
34-83569 Jun 29, 2018 SR-CboeBZX-2018-049 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program
See Also - Exhibit 5
34-83548 Jun 28, 2018 SR-CboeBZX-2018-001 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts
View Received Comments
34-83537 Jun 28, 2018 SR-CboeBZX-2018-042 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers
See Also - Exhibit 5
34-83520 Jun 26, 2018 SR-CboeBZX-2018-040 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust
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34-83479 Jun 20, 2018 SR-CboeBZX-2018-018 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF
34-83467 Jun 19, 2018 SR-CboeBZX-2018-019 Cboe BZX Exchange, Inc. (CboeBZX) Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
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