National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-83784 | SEC Issue Date:Aug 7, 2018 | File Number:SR-CboeBZX-2017-006 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares |
| Release Number:34-83775 | SEC Issue Date:Aug 3, 2018 | File Number:SR-CboeBZX-2018-018 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) View Received Comments |
| Release Number:34-83750 | SEC Issue Date:Jul 31, 2018 | File Number:SR-CboeBZX-2018-010 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Withdrawal of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF View Received Comments |
| Release Number:34-83673 | SEC Issue Date:Jul 19, 2018 | File Number:SR-CboeBZX-2018-051 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.13, Order Execution and Routing, To Amend the Operation of the Super Aggressive Order Instruction See Also - Exhibit 5 |
| Release Number:34-83640 | SEC Issue Date:Jul 16, 2018 | File Number:SR-CboeBZX-2018-050 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-83597 | SEC Issue Date:Jul 5, 2018 | File Number:SR-CboeBZX-2018-046 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BZX Rule 14.13, Company Listing Fees See Also - Exhibit 5 |
| Release Number:34-83596 | SEC Issue Date:Jul 5, 2018 | File Number:SR-CboeBZX-2018-047 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.8, General Listings Requirements-Tier I View Received Comments See Also - Exhibit 5 |
| Release Number:34-83594 | SEC Issue Date:Jul 5, 2018 | File Number:SR-CboeBZX-2018-044 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.11(c), Index Fund Shares View Received Comments |
| Release Number:34-83569 | SEC Issue Date:Jun 29, 2018 | File Number:SR-CboeBZX-2018-049 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program See Also - Exhibit 5 |
| Release Number:34-83548 | SEC Issue Date:Jun 28, 2018 | File Number:SR-CboeBZX-2018-001 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts View Received Comments |