National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84731 | Dec 6, 2018 | SR-CboeBZX-2018-040 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust View Received Comments |
| 34-84738 | Dec 6, 2018 | SR-CboeBZX-2018-079 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Establish How the BZX Official Closing Price Would Be Determined for BZX-Listed Securities |
| 34-84719 | Dec 4, 2018 | SR-CboeBZX-2018-076 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the FormulaFolios Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, Under Rule 14.11(i), Managed Fund Shares View Received Comments |
| 34-84695 | Nov 30, 2018 | SR-CboeBZX-2018-084 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.8, Long-Term Options Contracts |
| 34-84653 | Nov 26, 2018 | SR-CboeBZX-2018-083 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To the Modification of Certain Routing Fees View Received Comments See Also - Exhibit 5 |
| 34-84631 | Nov 20, 2018 | SR-CboeBZX-2018-082 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Regarding How the System Handles Market Orders in Series With No Bid or No Offer |
| 34-84604 | Nov 15, 2018 | SR-CboeBZX-2018-077 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust Under Rule 14.11(i), Managed Fund Shares View Received Comments |
| 34-84523 | Nov 1, 2018 | SR-CboeBZX-2018-018 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) |
| 34-84507 | Oct 30, 2018 | SR-CboeBZX-2018-079 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish How the BZX Official Closing Price Would Be Determined for BZX-Listed Securities See Also - Exhibit 5 |
| 34-84480 | Oct 24, 2018 | SR-CboeBZX-2018-066 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis See Also - Exhibit 5 |