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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-67375 | Jul 10, 2012 | SR-NYSEMKT-2012-03 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 440A-Equities, Which Addresses Telemarketing, and Adopting New NYSE MKT LLC Rule 3230-Equities, To Conform to FINRA's Telemarketing Rule |
| 34-67371 | Jul 10, 2012 | SR-NYSEMKT-2012-04 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 428(a), Which Addresses Telephone Solicitation, and Amending NYSE MKT LLC Rule 429, Which Addresses Telemarketing, To Adopt New Rule Text To Conform to FINRA's Telemarketing Rule |
| 34-67346 | Jul 3, 2012 | SR-NYSEMKT-2012-15 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules Related to Floor Official Duties and Responsibilities in the Exchange's Marketplace See Also - Exhibit 5 |
| 34-67321 | Jun 29, 2012 | SR-NYSEMKT-2012-16 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Increase the Monthly Fee per Amex Trading Permit for Order Flow Providers and Clearing Members and Make a Conforming Change to the Current Text in the Fee Schedule See Also - Exhibit 5 |
| 34-67318 | Jun 29, 2012 | SR-NYSEMKT-2012-13 | NYSE MKT (NYSEMKT) | Notice of Filing of Rule Change, as Modified by Amendment No. 1 Thereto, (1) Amending Rule 13-Equities To Establish New Order Types, (2) Amending Rule 115A-Equities To Delete Obsolete Text and To Clarify and Update the Description of the Allocation of Market and Limit Interest in Opening and Reopening Transactions, (3) Amending Rule 123C-Equities To Include Better-Priced G Orders in the Allocation of Orders in Closing Transactions, and (4) Making Other Technical and Conforming Changes See Also - Exhibit 5, Rel. No. 34-67686 |
| 34-67315 | Jun 29, 2012 | SR-NYSEMKT-2012-14 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Adopting Rules Governing the Listing and Trading of New Products Known as DIVS, OWLS, and RISKS See Also - Rel. No. 34-67684 |
| 34-67305 | Jun 28, 2012 | SR-NYSEMKT-2012-12 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2012 See Also - Exhibit 5 |
| 34-67261 | Jun 26, 2012 | SR-NYSEMKT-2012-10 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending the NYSE MKT Price List To Provide for Additional Co-Location Services and Establish Related Fees See Also - Exhibit 5, Rel. No. 34-67664 |
| 34-67260 | Jun 26, 2012 | SR-NYSEMKT-2012-11 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Provide for Additional Co-Location Services and Establish Related Fees See Also - Exhibit 5, Rel. No. 34-67665 |
| 34-67214 | Jun 19, 2012 | SR-NYSEMKT-2012-09 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 921NY, 921.1NY, and 931NY Prescribing the Registered Proprietary Traders Examination (Series 56) as the Qualifying Examination for Registered Market Makers, Market Maker Authorized Traders, and Floor Brokers |