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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-84928 Dec 21, 2018 SR-CboeBZX-2018-092 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Definitions of Ports and Discontinue Bulk Order Functionality and Implement Bulk Message Functionality
See Also - Exhibit 5
34-84945 Dec 21, 2018 SR-CboeBZX-2018-094 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade, Under BZX Rule 14.11(c)(4), Shares of the VanEck Vectors Short High-Yield Municipal Index ETF of the VanEck Vectors ETF Trust
34-84927 Dec 21, 2018 SR-CboeBZX-2018-090 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Halt Auction Process
See Also - Exhibit 5
34-84944 Dec 21, 2018 SR-CboeBZX-2018-077 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust Under Rule 14.11(i), Managed Fund Shares
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34-84844 Dec 18, 2018 SR-CboeBZX-2018-087 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule
See Also - Exhibit 5
34-84831 Dec 17, 2018 SR-CboeBZX-2018-018 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
34-84816 Dec 13, 2018 SR-CboeBZX-2018-066 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis
34-84789 Dec 11, 2018 SR-CboeBZX-2018-085 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Shares of the Cambria Global Momentum ETF Under Rule 14.11(i), Managed Fund Shares
34-84777 Dec 10, 2018 SR-CboeBZX-2018-086 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Provision Related to Its Risk Monitor Mechanism
See Also - Exhibit 5
34-84750 Dec 7, 2018 SR-CboeBZX-2018-078 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund Under Rule 14.11(i), Managed Fund Shares
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