National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-67895 | Sep 20, 2012 | SR-NYSEMKT-2012-47 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change To Amend the NYSE Amex Options LLC Members Agreement To Empower the Volume Dispute Committee To Establish Principles for Determining Whether the Exchange Has Experienced a Bona Fide Systems Problem and To Adjust Certain Volume Measurements Accordingly See Also - Exhibit 5 |
| 34-67862 | Sep 14, 2012 | SR-NYSEMKT-2012-41 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending Commentary .04 to NYSE Amex Options Rule 903 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration See Also - Rel. No. 34-68460, Rel. No. 34-68135 |
| 34-67838 | Sep 12, 2012 | SR-NYSEMKT-2012-46 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 993NY by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC ("Arca Securities") To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities See Also - Exhibit 5 |
| 34-67811 | Sep 10, 2012 | SR-NYSEMKT-2012-26 | NYSE MKT (NYSEMKT) | Order Approving Proposed Rule Change Amending Rule 76-Equities To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers See Also - Rel. No. 34-67489 |
| 34-67764 | Aug 31, 2012 | SR-NYSEMKT-2012-44 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Change the Number of Amex Trading Permits Required by NYSE Amex Market Makers Based on the Number of Options in Their Appointment |
| 34-67740 | Aug 28, 2012 | SR-NYSEMKT-2012-37 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rules 103B(IX)-Equities and 504-Equities To Provide That a Designated Market Maker Unit May Trade at the Same Panel Securities Traded on the Exchange and/or Securities Listed on the New York Stock Exchange LLC See Also - Exhibit 5 |
| 34-67719 | Aug 23, 2012 | SR-NYSEMKT-2012-40 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products |
| 34-67713 | Aug 22, 2012 | SR-NYSEMKT-2012-39 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 928NY To Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders From Market Makers as Well as Non-Market Maker ATP Holders, and To Provide for Two Additional Risk Limitation Mechanisms |
| 34-67702 | Aug 21, 2012 | SR-NYSEMKT-2012-43 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options LLC Limited Liability Company Agreement To Eliminate Certain Restrictions Relating to the Qualification of Founding Firm Advisory Committee Members See Also - Exhibit 5 |
| 34-67695 | Aug 20, 2012 | SR-NYSEMKT-2012-38 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Conforming Changes to Its Rules Following the Change in the Exchange's Name From NYSE Amex LLC ("NYSE Amex") to NYSE MKT LLC See Also - Exhibit 5 |