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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-68231 | Nov 14, 2012 | SR-NYSEMKT-2012-60 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Amex Options Fee Schedule To Introduce Fees for the Use of Ports See Also - Exhibit 5 |
| 34-68212 | Nov 9, 2012 | SR-NYSEMKT-2012-66 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, November 16, 2012 |
| 34-68193 | Nov 8, 2012 | SR-NYSEMKT-2012-53 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary to Exchange Rule 903 Regarding Strike Price Intervals for Classes in the Short Term Option Series Program |
| 34-68183 | Nov 8, 2012 | SR-NYSEMKT-2012-54 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Options Regulatory Fee and To Revise the Circumstances Under Which NYSE Amex Options LLC Will Collect the Options Regulatory Fee View Received Comments |
| 34-68191 | Nov 8, 2012 | SR-NYSEMKT-2012-42 | NYSE MKT (NYSEMKT) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 903(h) and Related Commentary .10 To Expand the Number of Expirations Available Under the Short Term Option Series Program ("STOS Program"), To Allow for the Exchange To Delist Series in the STOS Program That Do Not Have Open Interest, and To Expand the Number of Series in the STOS Program Under Limited Circumstances See Also - Rel. No. 34-67897 |
| 34-68186 | Nov 8, 2012 | SR-NYSEMKT-2012-58 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Deleting NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material See Also - Exhibit 5, Rel. No. 34-69983, Rel. No. 34-69575, Rel. No. 34-68923, Rel. No. 34-68521 |
| 34-68162 | Nov 5, 2012 | SR-NYSEMKT-2012-62 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Suspension of Those Aspects of Rules 36.20-Equities, 36.21-Equities, and 36.30-Equities That Would Not Permit Designated Market Makers and Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy From November 5, 2012 Until the Earlier of When Phone Service Is Fully Restored or Friday, November 9, 2012 |
| 34-68156 | Nov 5, 2012 | SR-NYSEMKT-2012-57 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule To Remove Dividend Spreads From the List of Strategy Executions for Which Fee Caps Apply See Also - Exhibit 5 |
| 34-68138 | Nov 1, 2012 | SR-NYSEMKT-2012-59 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Suspend Those Aspects of Rules 36.20-Equities, 36.21-Equities, and 36.30-Equities That Would Not Permit Designated Market Makers and Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy From October 31, 2012 Until the Earlier of When Phone Service is Fully Restored or Friday, November 2, 2012 |
| 34-68128 | Nov 1, 2012 | SR-NYSEMKT-2012-55 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 968NY To Allow for the Split-Price Priority Provisions To Apply to Open Outcry Trading of Cabinet Trades See Also - Exhibit 5 |