National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-95306 | Jul 18, 2022 | SR-NYSENAT-2022-13 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 (Clearly Erroneous Executions) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2022-13
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| 34-95206 | Jul 7, 2022 | SR-NYSENAT-2022-09 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95196 | Jul 5, 2022 | SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees Comments Due: December 9, 2021 View Received Comments |
| 34-95128 | Jun 21, 2022 | SR-NYSENAT-2022-08 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95114 | Jun 16, 2022 | SR-NYSENAT-2022-06 | NYSE National, Inc. (NYSENAT) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: 21 days after publication in the Federal Register |
| 34-95062 | Jun 7, 2022 | SR-NYSENAT-2022-07 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule of Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: 21 days after publication in the Federal Register |
| 34-94899 | May 12, 2022 | SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees Comments Due: December 9, 2021 View Received Comments |
| 34-94842 | May 4, 2022 | SR-NYSENAT-2022-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-94662 | Apr 11, 2022 | SR-NYSENAT-2022-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: May 6, 2022 |
| 34-94638 | Apr 7, 2022 | SR-NYSENAT-2022-05 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: May 4, 2022 See Also - Exhibit 5 |