Breadcrumb

National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-80141 Mar 2, 2017 SR-NYSEMKT-2017-07 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Renaming NYSE OptX
34-80117 Feb 28, 2017 SR-NYSEMKT-2017-09 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data
See Also - Exhibit 5
34-80097 Feb 24, 2017 SR-NYSEMKT-2016-103 NYSE MKT (NYSEMKT) Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform
View Received Comments
See Also - Rel. No. 34-80746, Rel. No. 34-79738, Rel. No. 34-79400
34-80085 Feb 22, 2017 SR-NYSEMKT-2017-06 NYSE MKT (NYSEMKT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.
See Also - Exhibit 5A, Exhibit 5B
34-80077 Feb 22, 2017 SR-NYSEMKT-2016-63 NYSE MKT (NYSEMKT) Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees
View Received Comments
See Also - Rel. No. 34-80309, Rel. No. 34-79672, Rel. No. 34-79378, Rel. No. 34-78968, Rel. No. 34-78629
34-80073 Feb 21, 2017 SR-NYSEMKT-2017-08 NYSE MKT (NYSEMKT) Notice of Filing of Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation
See Also - Rel. No. 34-80330
34-80043 Feb 15, 2017 SR-NYSEMKT-2016-99 NYSE MKT (NYSEMKT) Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading
View Received Comments
See Also - Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from E, Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Secu, Notice of Filing of Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Security the DMM has a Long (Short) Position Durin
34-80020 Feb 10, 2017 SR-NYSEMKT-2016-119 NYSE MKT (NYSEMKT) Order Granting Approval of a Proposed Rule Change To Conform to Proposed Amendment to Rule 15c6-1(a) Under the Securities Exchange Act of 1934 To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From Three Business Days After the Trade Date ("T+3") to Two Business Days After the Trade Date ("T+2")
See Also - Rel. No. 34-79658
34-79993 Feb 9, 2017 SR-NYSEMKT-2017-01 NYSE MKT (NYSEMKT) Notice of Filing of Proposed Rule Change To Adopt New Equities Trading Rules To Transition Trading on the Exchange From a Floor Based Market With a Parity Allocation Model to Fully Automated Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar
View Received Comments
See Also - Exhibit 5, Rel. No. 34-80590, Rel. No. 34-80337
34-79998 Feb 9, 2017 SR-NYSEMKT-2017-05 NYSE MKT (NYSEMKT) Notice of Filing of Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism
View Received Comments
See Also - Exhibit 5, Rel. No. 34-80268, Rel. No. 34-80700