National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80141 | Mar 2, 2017 | SR-NYSEMKT-2017-07 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Renaming NYSE OptX |
| 34-80117 | Feb 28, 2017 | SR-NYSEMKT-2017-09 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data See Also - Exhibit 5 |
| 34-80097 | Feb 24, 2017 | SR-NYSEMKT-2016-103 | NYSE MKT (NYSEMKT) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform View Received Comments See Also - Rel. No. 34-80746, Rel. No. 34-79738, Rel. No. 34-79400 |
| 34-80085 | Feb 22, 2017 | SR-NYSEMKT-2017-06 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. See Also - Exhibit 5A, Exhibit 5B |
| 34-80077 | Feb 22, 2017 | SR-NYSEMKT-2016-63 | NYSE MKT (NYSEMKT) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees View Received Comments See Also - Rel. No. 34-80309, Rel. No. 34-79672, Rel. No. 34-79378, Rel. No. 34-78968, Rel. No. 34-78629 |
| 34-80073 | Feb 21, 2017 | SR-NYSEMKT-2017-08 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation See Also - Rel. No. 34-80330 |
| 34-80043 | Feb 15, 2017 | SR-NYSEMKT-2016-99 | NYSE MKT (NYSEMKT) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading View Received Comments See Also - Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from E, Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Secu, Notice of Filing of Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Security the DMM has a Long (Short) Position Durin |
| 34-80020 | Feb 10, 2017 | SR-NYSEMKT-2016-119 | NYSE MKT (NYSEMKT) | Order Granting Approval of a Proposed Rule Change To Conform to Proposed Amendment to Rule 15c6-1(a) Under the Securities Exchange Act of 1934 To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From Three Business Days After the Trade Date ("T+3") to Two Business Days After the Trade Date ("T+2") See Also - Rel. No. 34-79658 |
| 34-79998 | Feb 9, 2017 | SR-NYSEMKT-2017-05 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism View Received Comments See Also - Exhibit 5, Rel. No. 34-80268, Rel. No. 34-80700 |
| 34-79993 | Feb 9, 2017 | SR-NYSEMKT-2017-01 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change To Adopt New Equities Trading Rules To Transition Trading on the Exchange From a Floor Based Market With a Parity Allocation Model to Fully Automated Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar View Received Comments See Also - Exhibit 5, Rel. No. 34-80590, Rel. No. 34-80337 |