National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79438 | Dec 1, 2016 | SR-BatsEDGX-2016-67 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Equity Options Fee Schedule See Also - Exhibit 5 |
| 34-79411 | Nov 28, 2016 | SR-BatsEDGX-2016-66 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule See Also - Exhibit 5 |
| 34-79403 | Nov 28, 2016 | SR-BatsEDGX-2016-65 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Ministerial Change to Exchange Rules 11.8, 11.14, and 11.22 See Also - Exhibit 5 |
| 34-79339 | Nov 17, 2016 | SR-BatsEDGX-2016-41 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Related to the Exchange's Equity Options Platform To Adopt a Price Improvement Auction, the Bats Auction Mechanism View Received Comments See Also - Rel. No. 34-79718, Rel. No. 34-78988 |
| 34-79344 | Nov 17, 2016 | SR-BatsEDGX-2016-64 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information See Also - Exhibit 5 |
| 34-79306 | Nov 14, 2016 | SR-BatsEDGX-2016-63 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-79273 | Nov 9, 2016 | SR-BatsEDGX-2016-62 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of the Exchange's Equity Options Platform See Also - Exhibit 5 |
| 34-79264 | Nov 8, 2016 | SR-BatsEDGX-2016-60 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Rel. No. 34-79585 |
| 34-79236 | Nov 3, 2016 | SR-BatsEDGX-2016-59 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification See Also - Exhibit 5 |
| 34-79184 | Oct 28, 2016 | SR-BatsEDGX-2016-58 | Bats EDGX Exchange, Inc. (BatsEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 21.12, Clearing Member Give Up See Also - Exhibit 3, Exhibit 5 |