National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98891 | Nov 8, 2023 | SR-NYSE-2023-40 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: December 6, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-40
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| 34-98879 | Nov 7, 2023 | SR-NYSE-2023-09 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies View Received Comments |
| 34-98874 | Nov 7, 2023 | SR-NYSE-2023-39 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
| 34-98869 | Nov 6, 2023 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Enhancements to Its Designated Market Maker Program Comments Due: December 4, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on Submit Comments on SR-NYSE-2023-36 |
| 34-98863 | Nov 6, 2023 | SR-NYSE-2023-35 | New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of Proposed Rule Change to Amend Its Price List |
| 34-98855 | Nov 3, 2023 | SR-NYSE-2023-38 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: November 30, 2023 See Also - Exhibit 5 |
| 34-98666 | Sep 29, 2023 | SR-NYSE-2023-35 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: October 25, 2023 See Also - Exhibit 5 |
| 34-98665 | Sep 29, 2023 | SR-NYSE-2023-09 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies Comments Due: October 25, 2023 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-98662 | Sep 29, 2023 | SR-NYSE-2023-34 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend Section 312.03(b) of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed Company Must Obtain Shareholder Approval of a Sale of Securities Below the Minimum Price to a Substantia Comments Due: January 23, 2024 View Received Comments See Also - Exhibit 5 |
| 34-98458 | Sep 20, 2023 | SR-NYSE-2023-29 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation |