National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-99580 | Feb 21, 2024 | SR-NASDAQ-2024-006 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Temporary Listing Fee Waiver for Ukrainian Companies Until December 31, 2028 Comments Due: March 19, 2024 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-006
|
34-99557 | Feb 16, 2024 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity Comments Due: March 15, 2024 View Received Comments See Also - Exhibit 5 - Amendment 2 |
34-99535 | Feb 14, 2024 | SR-NASDAQ-2024-005 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: March 13, 2024 View Received Comments See Also - Exhibit 5 |
34-99512 | Feb 9, 2024 | SR-NASDAQ-2024-004 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Listing Rules 5815 and 5820 to Modify the Deadline to Submit the Required Fee for a Hearing Request and to Remove Obsolete Language Comments Due: March 7, 2024 See Also - Exhibit 5 |
34-99452 | Jan 31, 2024 | SR-NASDAQ-2024-003 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: February 27, 2024 See Also - Exhibit 5 |
34-99433 | Jan 26, 2024 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Create a New, Non-Trading Limited Underwriter Membership Class and Impos View Received Comments |
34-99419 | Jan 24, 2024 | SR-NASDAQ-2023-045 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares View Received Comments |
34-99360 | Jan 17, 2024 | SR-NASDAQ-2024-001 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |
34-99329 | Jan 11, 2024 | SR-NASDAQ-2024-002 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Membership Fee at Equity 7, Section 10 Comments Due: February 8, 2024 See Also - Exhibit 5 |
34-99306 | Jan 10, 2024 | SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 | NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units View Received Comments |