National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98185 | Aug 21, 2023 | SR-Phlx-2023-37 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: September 15, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-37
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| 34-98142 | Aug 16, 2023 | SR-Phlx-2023-34 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's All-or-None Order Comments Due: September 12, 2023 See Also - Exhibit 5 |
| 34-98130 | Aug 14, 2023 | SR-Phlx-2023-36 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Rebates Comments Due: September 8, 2023 See Also - Exhibit 5 |
| 34-98084 | Aug 8, 2023 | SR-PHLX-2023-31 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders’ Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| 34-97947 | Jul 19, 2023 | SR-Phlx-2023-30 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: August 15, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97871 | Jul 10, 2023 | SR-Phlx-2023-27 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 3 and 4A Rules Comments Due: August 4, 2023 See Also - Exhibit 5 |
| 34-97825 | Jun 30, 2023 | SR-Phlx-2023-28 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports For Equities Trading Comments Due: July 28, 2023 See Also - Exhibit 5 |
| 34-97788 | Jun 22, 2023 | SR-PHLX-2023-26 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7 Regarding PXL Order Pricing Comments Due: July 20, 2023 See Also - Exhibit 5 |
| 34-97666 | Jun 7, 2023 | SR-Phlx-2023-23 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: July 5, 2023 See Also - Exhibit 5 |
| 34-97658 | Jun 7, 2023 | SR-Phlx-2023-22 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 8 Rules Comments Due: July 5, 2023 See Also - Exhibit 5 |