National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96482 | Dec 13, 2022 | SR-ISE-2022-26 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-ISE-2022-26
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| 34-96362 | Nov 18, 2022 | SR-ISE-2022-25 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: December 16, 2022 See Also - Exhibit 5 |
| 34-96281 | Nov 9, 2022 | SR-ISE-2022-18 | Nasdaq ISE, LLC (ISE) | Order Granting Approval of a Proposed Rule Change To Amend the Short Term Option Series Program |
| 34-96199 | Nov 1, 2022 | SR-ISE-2022-24 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 6 To Adopt a New Qualified Contingent Cross Rebate Program and Increase the Crossing Fee Cap Comments Due: November 28, 2022 See Also - Exhibit 5 |
| 34-96177 | Oct 28, 2022 | SR-ISE-2022-23 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for NQX Comments Due: November 24, 2022 See Also - Exhibit 5 |
| 34-95992 | Oct 6, 2022 | SR-ISE-2022-20 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Comments Due: November 3, 2022 See Also - Exhibit 5 |
| 34-95841 | Sep 20, 2022 | SR-ISE-2022-18 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-ISE-2022-18 |
| 34-95771 | Sep 14, 2022 | SR-ISE-2022-19 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 7 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95637 | Aug 30, 2022 | SR-ISE-2022-17 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Conflicts of Interest Rules Comments Due: 21 days after publication in the Federal Register |
| 34-95590 | Aug 24, 2022 | SR-ISE-2022-16 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |